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Former tech exec admits to fraud involving a scheme to boost Getty Images shares, authorities say -...
WTOP Washington· 16 hours agoA former technology executive has pleaded guilty to a single count of fraud involving a scheme to...
Coinbase: SEC is pursuing 'scorched-earth litigation' against crypto firms
TheStreet.com· 13 hours agoAfter Coinbase sued the SEC for more clarity around rules, the regulator said existing securities laws already apply. Coinbase, however, said crypto firms face a "Catch-22 ...
Direct Digital Holdings Sued for Securities Violations by Block & Leviton; Investors Who Have Lost...
Benzinga· 1 day agoBlock & Leviton announces that it has filed a securities fraud lawsuit against Direct Digital Holdings DRCT and certain of its executives. Investors who have lost money in ...
SEC Expands Security and Breach Notification Requirements for Investment Firms | JD Supra
JD Supra· 1 day agoOn May 16, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it had adopted final amendments to its Regulation S-P (the Rule or Amended Rule), which governs ...
Massachusetts man admits to fraud tied to bogus $4 billion Getty Images bid
WHTC 1450 Holland· 21 hours agoBy Jonathan Stempel (Reuters) - A Massachusetts man agreed to plead guilty to securities fraud for artificially inflating the stock price of Getty Images Holdings, including ...
Terraform, Do Kwon Agree in Principle to Settle Fraud Case With SEC: Court Filing
CoinDesk via Yahoo Finance· 2 days agoTerraform Labs and co-founder Do Kwon have tentatively agreed to settle a fraud case with the U.S....
Terraform Labs, Do Kwon agree to settle SEC civil fraud case
Reuters via Yahoo Finance· 2 days agoA jury found Kwon and Terraform Labs liable on civil fraud charges at trial in April. The SEC had...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 1 day agoI. INTRODUCTION - On May 13, 2024, the US Securities and Exchange Commission (“SEC”) and the US Department of the Treasury’s Financial...
After ‘gross misuse of power,’ prosecutors must pay $1.8M to Utah crypto brokers accused of fraud
The Salt Lake Tribune· 1 day agoA judge has dismissed the Securities and Exchange Commission’s fraud case against crypto brokers...
LUNA price skyrockets as Terraform Labs, Do Kwon agree to settleSEC fraud case | Invezz
Invezz· 2 days agoAccording to court documents filed on Thursday, the Singapore-based crypto entity and Do Kwon had...
