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SEC, CFTC and SDNY attorney's office charge FTX's Sam Bankman-Fried with defrauding investors
TechCrunch· 22 hours agoThe SEC said in a press release that in addition to being charged with fraud regarding equity investors in FTX, he’s also being investigated regarding … ...
United States Department of Justice and United States Securities and Exchange Commission Jointly...
JD Supra· 18 hours agoOn May 10, 2024, the DOJ announced criminal indictments and the SEC filed a civil lawsuit for alleged securities fraud against FAT Brands and related persons ...
HF Foods Settles Fraud Charges With SEC, to Pay $3.9 Million Fine
The Wall Street Journal· 1 day agoThe Securities and Exchange Commission said it had settled fraud charges against food-distributor HF...
Were Roaring Kitty’s GameStop posts illegal? A former SEC lawyer explains the recent scrutiny.
MarketWatch via Yahoo Finance· 2 days agoWhat is market manipulation? Does posting memes count as fraud or deceit? According to the SEC’s...
Fifth Circuit Vacates SEC’s Private Fund Adviser Rule
The National Law Review· 11 hours agoHighlights On June 5, the Fifth Circuit Court of Appeals vacated in its entirety the SEC’s private...
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
FOX Business· 9 hours agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on Wednesday. The SEC last...
SEC Chief Gensler Says Approval Of Ethereum ETFs Depend On 'How Responsive' Issuers Are
International Business Times· 14 hours agoGensler went on to reiterate that he still deems the digital assets space as "rife with fraud and...
Judge forces SEC to drop Utah crypto case, pay $1.8M fees due to 'deeply troubling' misconduct
KSL Salt Lake City· 4 days agoSecurities and Exchange Commission, a federal judge said while dismissing a civil fraud case against...
Former tech exec admits to fraud involving a scheme to boost Getty Images shares, authorities say
WJTV Jackson· 7 days agoSAN FRANCISCO (AP) — A former technology executive has pleaded guilty to a single count of fraud...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 1 day agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act ...