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SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 6 days agoThe Securities and Exchange Commission (SEC) and U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) jointly ...
United States Department of Justice and United States Securities and Exchange Commission Jointly...
JD Supra· 4 days agoOn May 10, 2024, the DOJ announced criminal indictments and the SEC filed a civil lawsuit for alleged securities fraud against FAT Brands and related persons. FAT Brands owns ...
He taught at MIT, worked at Morgan Stanley, and convinced Bill Ackman and Galaxy to back his $200...
Fortune· 5 days agoJust a decade removed from his time as an MIT undergrad, Gao was undaunted. The Chinese immigrant was riding high in the crypto world after landing on the Forbes 30 Under 30 list, and he had ...
EU Funds Face Fresh Pressure to Dump US Stocks Under New ESG Regulations
Bloomberg via Yahoo Finance· 4 days ago(Bloomberg) -- The US stock market has emerged as the most exposed to divestment after the European...
Right To Know - June 2024, Vol. 18 | JD Supra
JD Supra· 1 day agoSent to Governor: Last month’s Right to Know mentioned Illinois Senate Bill 2979, which is designed to limit the damages available under Illinois’ Biometric Information Privacy Act. On May 16 ...
JD Supra: Dual registrant regulatory roundup
JD Supra· 3 days agoIn an April 15 speech at NYU School of Law’s Program on Corporate Compliance and Enforcement, SEC Division of Enforcement Director Gurbir Grewal discussed potential risks ...
A high-stakes jobs report as the economy softens
Politico· 4 days agoTrenton Makes — SEC Enforcement Director and former New Jersey Attorney General Gurbir...
Troutman Pepper Weekly Consumer Financial Services Newsletter - June 2024 | JD Supra
JD Supra· 6 days agoOn May 31, President Biden executed a veto of a House Joint Resolution that would have repealed the Securities and Exchange Commission’s (SEC) Staff Accounting Bulletin No ...
DOJ Announces New Whistleblower Reward Program | JD Supra
JD Supra· 6 days agoOn March 7, 2024, at the American Bar Association’s National Institute on White Collar Crime, Deputy Attorney General Lisa O. Monaco unveiled the...
This Is The Most Direct Threat Yet That Elon Musk Could Quit Tesla
InsideEVs· 4 days agoTesla’s shareholder vote next week may just determine whether CEO Elon Musk continues to be...
