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SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 2 days agoI. INTRODUCTION - On May 13, 2024, the US Securities and Exchange Commission (“SEC”) and the US Department of the Treasury’s Financial...
NFTs Vulnerable To Frauds And Scams, Says US Treasury — Calls For Tighter Regulations
Benzinga· 3 days agoThe U.S. Treasury Department sounded an alarm on non-fungible tokens, deeming the blockchain-based...
FinCEN Seeks To Expand Reach of the BSA and Modernize Customer Identification Regulations | JD Supra
JD Supra· 3 days agoThe U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) has recently taken steps to expand the reach of... Act (BSA) and related customer ...
DXC Technology Company Settles Sanctions and Export Control Violations | JD Supra
JD Supra· 2 days agoForm with the U.S. Securities and Exchange Commission (“SEC”) indicating that previously-disclosed proceedings involving both the U.S. Department of Commerce ...
Biden Admin Rolls Out Nonbinding Rules To Boost ‘Integrity’ Of Popular Green Financial Product
IJR· 5 days agoThe Biden administration released new rules Tuesday designed to improve the “integrity” of a popular type of green financial product. The nonbinding guidance is meant to introduce or enhance ...
Why It Matters Whether the CFTC Versus the SEC Regulates Crypto
Coindesk· 3 days agoRepresent a physical or digital product or group of rights. This is just a product, and unregulated...
Comerica Bank N.A, OCC Enters Agreement Over Compliance Issues (Revised)
Zacks via Yahoo Finance· 6 days agoIn early May, Robinhood Markets, Inc. HOOD received a notice from the Securities and Exchange...
Bitcoin Futures Open Interest Hits 16-month High Amid Price Resilience
CoinMarketCap via Yahoo Finance· 3 days agoThe price of Bitcoin (BTC) has experienced a downward trend since reaching $70,300 on May 27,...
On This Day in History - May 31st - Almanac - UPI.com
UPI· 2 days agoOn May 31, 2003, Eric Robert Rudolph, the long-sought fugitive in the 1996 Atlanta Olympics bombing,...
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 3 days agoIn this edition, you will find one new SEC rule on cybersecurity breaches, one proposed rule requiring advisers to adopt “customer identification...