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Wall Street frets over timeline for centralized Treasury clearing By Reuters
Investing.com· 3 hours agoMarkets Association may ask regulators for more time to implement a rule requiring centralized...
Texas is coming for Wall Street with a new BlackRock-backed stock exchange
CNN Business via AOL· 49 minutes agoA new national stock exchange, based in Dallas, and backed by Wall Street heavyweights like...
SEC sued by trade association for details on record-keeping probe
Reuters· 3 hours agoThe SEC has filed administrative complaints against dozens of firms...
What Time Is the Roaring Kitty Bowl?
Gizmodo via Yahoo Finance· 3 hours agoJust over three years ago Keith Gill, known as Roaring Kitty, became a Wall Street sensation, inspiring a pack of amateur investors to buy up shares of...
Keith Gill’s GameStop Trades Pose Conundrum for Market Cops
The Wall Street Journal· 3 hours ago“He is using his celebrity and influence to draw people to buy the stock. The rules that exist do...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 4 hours agoWhat is the SEC Whistleblower Program? The SEC Whistleblower Program is the product of the Dodd-Frank Wall Street ...
Roaring Kitty's GameStop Trades Exploit SEC's Regulatory Gaps, Experts Warn: 'This Is Obviously...
Benzinga· 9 hours agoDaniel Hawke, a partner at Arnold & Porter Kaye Scholer and former head of the SEC's market abuse...
Wall Street Asks Biden Not to Veto Congress' Rejection of SEC Crypto Policy
Coindesk· 6 days agoLobbying groups for the U.S. banks sent President Joe Biden a letter asking him to change his mind...
Wall Street has returned to T+1 trading for the first time in a century. How much longer until T+0?
Fortune via Yahoo Finance· 1 day agoAnd a switch to T+0, at least for now, hasn’t been ruled out. “Distributed ledger technology,”...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 4 hours ago“The SEC doesn’t regulate the financial columns of The Wall Street Journal,” he said. If a...