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SEC chair Gensler says spot Etheruem ETF launch timeline depends on applicants' speed
CryptoSlate· 1 hour agoSEC chair Gary Gensler said that spot Ethereum ETF launch dates depend on the speed at which issuers...
SEC to close Salt Lake office after ‘gross abuse of power’ in Utah crypto case
Deseret News via Yahoo News· 3 hours agoThe closure of the Salt Lake office follows the case a judge called "deeply troubling," leading to...
Mind SEC’s new data breach rules, says Finra - InvestmentNews
InvestmentNews· 1 hour agoFinra is calling on all its member firms to take heed and take action as new SEC rules that stiffen...
Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 2 hours agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...
EU Funds Face Fresh Pressure to Dump US Stocks Under New ESG Regulations
Bloomberg via Yahoo Finance· 24 minutes ago(Bloomberg) -- The US stock market has emerged as the most exposed to divestment after the European...
Top College Football Head Coach Has Strong Remarks On SEC Expansion
Athlon Sports· 4 hours agoThe SEC has arguably been the top college football conference for the past 15-20 seasons. With the...
SEC sued over broker-dealer texting fines data
InvestmentNews· 1 hour agoA lawsuit against the SEC asks how the agency calculated billions of dollars in fines against broker-dealers for off-channel communications.
'Ponzi schemes are done in the open by bad people' - InvestmentNews
InvestmentNews· 1 hour agoSEC bars advisors who worked with Georgia Ponzi broker.
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 2 hours agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act ...
Biden Vetoes Bipartisan Bill To Overturn SEC's Crypto Custody Rules
Benzinga· 2 hours agoOn Monday, President Joe Biden has vetoed a bipartisan resolution aimed at overturning the...
