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SEC Says RIAs and Brokers Who Suffer Data Breaches Will Have to Tell Their Clients
Barrons.com· 5 hours agoThe Securities and Exchange Commission on Thursday announced amendments to Regulation S-P, the...
Insider Sale: Vice Chairman and CFO Eric Aboaf Sells 12,000 Shares of State Street Corporation (STT)
GuruFocus.com via Yahoo Finance· 52 minutes agoVice Chairman and Chief Financial Officer Eric Aboaf of State Street Corporation (NYSE:STT) executed...
Democratic Lawmakers Urge SEC Action on Greenwashing
The National Law Review· 11 hours agoOn May 13, 2024, a group of 21 Democratic Congressmen--4 Senators and 16 Representatives, as well as the D.C. Delegate--submitted a letter to SEC ...
...Senate Approves Join Resolution That Overturns SAB 121 - The SEC Rule That Prevents Certain...
Crowdfund Insider· 5 hours agoFollowing approval in the House earlier this month, the US Senate has voted on and approved HJ Res....
Community Launches Decentralized Memecoin To Take Anti-SEC Stance
Cryptonews· 3 hours agoIn response to the Securities and Exchange Commission (SEC) ‘s increasing regulatory scrutiny of the...
SEC, Treasury Crime Unit Float Customer ID Rule for Advisors | ThinkAdvisor
ThinkAdvisor· 4 days agoThe proposed rule is intended to fight money laundering and the financing of terrorism, said SEC ...
SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office
U.S. Securities and Exchange Commission· 17 hours agoMs. Diamantopoulos is a 30-year veteran of the SEC and has held leadership roles in both the Division of Enforcement and the Division of Examinations. Since April 2022, she ...
Insider Buying: James Wirth Acquires Shares of InnSuites Hospitality Trust (IHT)
GuruFocus.com via Yahoo Finance· 11 hours agoOn May 13, 2024, James Wirth, President & CEO / Chairman, 10% Owner of InnSuites Hospitality Trust...
Billionaire Mark Cuban Urges SEC to Emulate Japan's Crypto Strategy Amid Regulatory Challenges -...
EconoTimes· 4 days agoIn a revealing social media post, billionaire Mark Cuban called SEC Chairman Gary Gensler to...
Loews corp co-chairman Jonathan Tisch sells $7.74 million in company stock By Investing.com
Investing.com· 6 days agoLoews Corporation (NYSE:L) Co-Chairman of the Board and Office of the President, Jonathan M. Tisch,...