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...Senate Approves Join Resolution That Overturns SAB 121 - The SEC Rule That Prevents Certain...
Crowdfund Insider· 2 hours agoFollowing approval in the House earlier this month, the US Senate has voted on and approved HJ Res....
SEC Says RIAs and Brokers Who Suffer Data Breaches Will Have to Tell Their Clients
Barrons.com· 2 hours agoThe Securities and Exchange Commission on Thursday announced amendments to Regulation S-P, the...
Democratic Lawmakers Urge SEC Action on Greenwashing
The National Law Review· 8 hours agoOn May 13, 2024, a group of 21 Democratic Congressmen--4 Senators and 16 Representatives, as well as the D.C. Delegate--submitted a letter to SEC ...
SEC, Treasury Crime Unit Float Customer ID Rule for Advisors | ThinkAdvisor
ThinkAdvisor· 4 days agoThe proposed rule is intended to fight money laundering and the financing of terrorism, said SEC ...
SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office
U.S. Securities and Exchange Commission· 14 hours agoMs. Diamantopoulos is a 30-year veteran of the SEC and has held leadership roles in both the Division of Enforcement and the Division of Examinations. Since April 2022, she ...
Insider Buying: James Wirth Acquires Shares of InnSuites Hospitality Trust (IHT)
GuruFocus.com via Yahoo Finance· 8 hours agoOn May 13, 2024, James Wirth, President & CEO / Chairman, 10% Owner of InnSuites Hospitality Trust...
Billionaire media mogul officially receives Nevada gaming license
Las Vegas Review-Journal· 2 hours agoThe SEC’s email to Diller’s lawyer that Diller authorized be made public says, “must in no way be...
Q3 2024 Aytu Biopharma Inc Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 7 hours agoActual results may differ materially as a result of risks, uncertainties, and other factors including, but not limited to, the factors set forth in the company's filings with the SEC ...
Billionaire Mark Cuban Urges SEC to Emulate Japan's Crypto Strategy Amid Regulatory Challenges -...
EconoTimes· 4 days agoIn a revealing social media post, billionaire Mark Cuban called SEC Chairman Gary Gensler to...
Q1 2024 Omeros Corp Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 4 hours agoNow I would like to turn the call over to Dr. Greg Demopulos, Chairman and CEO of Omeros. Gregory Demopulos Thank you, Jennifer, and...
