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JD Supra: SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political...
JD Supra· 16 minutes agoThe SEC recently charged an investment adviser for violating Rule 206(4)-5 under the Advisers Act, known as the “Pay-to-Play Rule” (Rule).1 In settling the charges, the adviser ...
JD Supra: Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers
JD Supra· 3 hours agoOn January 24, 2024, the US Securities and Exchange Commission (SEC) adopted final rules relating to special purpose acquisition companies (SPACs) and other shell companies ...
Kentucky learns opponent for the SEC/ACC Challenge
Sports Illustrated· 2 days agoThe Kentucky Wildcats are getting ready for the 2024-25 season, and newly hired head coach Mark Pope is ready to coach his alma mater. One of the most...
Ripple challenges SEC’s US$2 bln fine, cites Terraform precedent
Forkast News via Yahoo Finance· 1 day agoRipple Labs Inc. is pushing back against a US$2 billion fine proposed by the U.S. Securities and...
SEC or ACC? 2024 College World Series bracket predictions, matchup picks, odds for Omaha
USA Today· 2 days agoEight teams are in Omaha for the College World Series. Which will leave as the NCAA champion? Here's...
SEC announces Alabama football’s full 2024 kickoff windows schedule
Birmingham News· 4 days agoThe SEC announced kickoff time windows for the remainder of Alabama's 2024 schedule.
Kentucky baseball vs NC State score updates in NCAA College World Series 2024
Gannett via AOL· 3 hours agoThe victorious team Saturday remains in the winners bracket; the victor's next game would take place at 7 p.m. Monday against the winner of Saturday's second game: an all-SEC
New SEC Guidance on Marketing Rule: Ensuring Compliance in Advertisement and Marketing Material for...
The National Law Review· 1 day agoThe US Securities and Exchange Commission (SEC) recently released two new sources of guidance for...
Mid-Year Enforcement Update: SEC’s Continued Focus on Private Funds in 2024
The National Law Review· 1 day agoAs we reach the midpoint of 2024, the SEC has maintained its rigorous enforcement stance on the...
Friedlander: Ranking this year’s SEC/ACC Challenge matchups
Saturday Down South· 24 hours agoOr maybe the timing was intentional in anticipation of the upcoming baseball competition between the...