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SEC.gov | Eric M. Cobb
U.S. Securities and Exchange Commission· 5 days agoCobb (“Cobb”). If a person or entity refuses to comply with a subpoena issued by SEC enforcement staff pursuant to a formal order of investigation, the Commission may file ...
SEC.gov | "Adam Smith, the SEC, Data, and the Public Good" Prepared Remarks Before the 11th Annual...
U.S. Securities and Exchange Commission· 6 days agoConference on Financial Market Regulation. As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my ...
SEC.gov | Natasha Vij Greiner
U.S. Securities and Exchange Commission· 7 days agoNatasha Vij Greiner became the Director of the SEC's Division of Investment Management in March 2024. Ms. Greiner began her tenure at the SEC in 2001 and ...
Q1 2024 Gryphon Digital Mining Inc Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 2 hours agoCopies of these documents are available on the SEC's website at www.sec.gov. Actual results may differ materially from those expressed or implied by such ...
SEC.gov | The Analytical Challenges of Regulating Today’s Financial Markets
U.S. Securities and Exchange Commission· 5 days agoThank you for the opportunity to deliver the lunch keynote address at the Commission’s 11th Annual Conference on Financial Market Regulation. The SEC’s Division of Economic ...
SEC.gov | Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25994 / May 6, 2024 In the Matter of Petroteq Energy, Inc. and Aleksandr Blyumkin, Administrative Proceeding File No. 3-20898 Securities and Exchange Commission v. Mark Korb, No. 2:22-cv
SEC.gov | Sunshine Act Notice
U.S. Securities and Exchange Commission· 4 days agoSECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings TIME AND DATE: 2:00 p.m. on Thursday, May 16, 2024. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters ...
Q1 2024 OptiNose Inc Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 1 hour agoYou're cautioned not to place undue reliance on forward-looking statements. Forward-looking statements during this conference call speak only as of the original date of this call or any earlier ...
SEC.gov | Earthquakes, Eclipses, and Enigmas: Remarks at theSEC’s 43nd Annual Small Business Forum –...
U.S. Securities and Exchange Commission· 4 days agoGood afternoon and thank you to the participants in the Commission’s 43rd Annual Government-Business Forum on Small Business Capital Formation and to today’s panelists. This annual forum gives ...
SEC.gov | SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities
U.S. Securities and Exchange Commission· 5 days agoAccording to the SEC’s complaint, between November 2019 and May 2021, Poerio knew a Dick’s employee who had access to multiple internal sources of material nonpublic information ...