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SEC.gov | Tyler Loudon
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26013 / May 31, 2024 Securities and Exchange Commission v. Tyler Loudon, No. 4:24-cv-622 (S.D. Tex. filed Feb. 22, 2024)
SEC.gov | Frank Lynold Mercado; Tiger Wolf Capital, LLC
U.S. Securities and Exchange Commission· 5 days agoCarolina resident Frank Lynold Mercado and the unregistered advisory firm that he controlled, Tiger Wolf Capital, LLC, with defrauding more than 100 investors through a Ponzi scheme. According ...
SEC.gov | SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and...
U.S. Securities and Exchange Commission· 4 days agoET. The meeting will be webcast on the SEC website. The committee will also discuss potential recommendations regarding the Protection of Self-Directed Investors when Trading ...
SEC.gov | Submit Comments on S7-2024-03
U.S. Securities and Exchange Commission· 5 days agoShow
SEC.gov | SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate...
U.S. Securities and Exchange Commission· 4 days agoThe Securities and Exchange Commission today charged Robert Scott Murray and Trillium Capital LLC, a private company controlled by Murray, with a fraudulent scheme to manipulate the stock price ...
SEC.gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False...
U.S. Securities and Exchange Commission· 6 days agoThe Securities and Exchange Commission today instituted settled proceedings against formerly registered investment adviser Mass Ave Global Inc. (MassAve) and its co-founder and CEO Winston M ...
The SEC's new cybersecurity disclosure rules decoded: what they mean for investors
Reuters· 4 days agoThe U.S. government and its agencies are also not immune to cybersecurity attacks. On Jan. 9, 2024,...
Life360 Launches 5.75M Share IPO
Investing.com· 1 day agoLife360 is offering 3,286,231 shares of common stock and the selling securityholders named in the prospectus are offering 2,463,769 shares of common...
JD Supra: SEC Settles with Five Investment Advisers for Marketing Rule Violations
JD Supra· 4 days agoThe SEC recently settled charges against five registered investment advisers for violations of the marketing rule (“Marketing Rule”) under the Investment Advisers Act of 1940 (“Advisers...
What’s Next for Spot Ether ETFs
Morningstar· 20 hours agoIn a surprise move, the US Securities and Exchange Commission approved 19b-4 proposals for the first spot ether ETFs in the US on May 23, 2024. It’s the...
