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SEC.gov | Ian Balina
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26011 / May 23, 2024 U.S. Securities and Exchange Commission v. Ian Balina, No. 1:22-CV-00950-DAE (W.D. Tex. filed Sept. 19, 2022 ...
SEC.gov | St. Julien et al.
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26006 / May 14, 2024 Securities and Exchange Commission v. St. Julien et al., Civil Action No. 1:16-cv-2193 (E.D.N.Y. filed May ...
SEC.gov | Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest...
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26008 / May 20, 2024 Securities and Exchange Commission v. Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and ...
SEC.gov | Natasha Vij Greiner
U.S. Securities and Exchange Commission· 5 days agoNatasha Vij Greiner became the Director of the SEC's Division of Investment Management in March 2024. Ms. Greiner began her tenure at the SEC in 2001 and ...
SEC.gov | Jerry D. Guess
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26005 / May 14, 2024 Securities and Exchange Commission v. Jerry D. Guess, et al, No. 8:24-cv-00172 (D. Neb. filed May 9, 2024) ...
SEC.gov | Nutra Pharma Corp. et al
U.S. Securities and Exchange Commission· 5 days agoAccording to the SEC’s complaint, Nutra Pharma, a microcap issuer that purports to make pain relief drugs with cobra venom, and Deitsch, issued or posted a series of press ...
Earnings call: IceCure reports 30% increase in Q1 product sales
Investing.com· 6 hours agoIceCure Medical (ICCM), a company specializing in cryoablation treatments, has reported a 30%...
SEC grants no-action relief to delay payment from variable insurance contracts to protect vulnerable...
JD Supra· 1 day agoRecently, in response to a request from the Committee of Annuity Insurers, the staff in the Chief Counsel's Office of the Securities and Exchange Commission's (SEC) Division ...
JD Supra: Sustainable Practices: How Law Firms Can Reduce Their Carbon Footprint
JD Supra· 5 days agoWith global concern over climate change, it is not surprising that law firms are becoming more focused on reducing their carbon footprint and embracing sustainable practices. This commitment ...
JD Supra: “Shadow Trading” is Insider Trading: Jury Establishes Liability in Historic Shadow Trading...
JD Supra· 7 days agoOn April 5, 2024, a jury found Matthew Panuwat civilly liable for insider trading in violation of federal securities laws in a first-of-its-kind “shadow trading” case (also referred to...
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