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SEC.gov | "Adam Smith, the SEC, Data, and the Public Good" Prepared Remarks Before the 11th Annual...
U.S. Securities and Exchange Commission· 7 days agoConference on Financial Market Regulation. As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my ...
SEC.gov | Eric M. Cobb
U.S. Securities and Exchange Commission· 6 days agoCobb (“Cobb”). If a person or entity refuses to comply with a subpoena issued by SEC enforcement staff pursuant to a formal order of investigation, the Commission may file ...
GATES ANNOUNCES SECONDARY OFFERING OF 17,500,000 ORDINARY SHARES
WTNH-TV New Haven· 2 hours agoGates Industrial Corporation plc (NYSE: GTES, "Gates" or the "Company") announced today that certain selling stockholders affiliated with Blackstone Inc. (the "Selling Stockholders") have commenced ...
METALLA REPORTS FINANCIAL RESULTS FOR THE FIRST QUARTER OF 2024 AND PROVIDES ASSET UPDATES
WTNH-TV New Haven· 2 hours agoMetalla Royalty & Streaming Ltd. ("Metalla" or the "Company") (TSXV: MTA) (NYSE American: MTA)...
GFL Environmental Inc. Announces Results from Annual General Meeting of Shareholders
WJTV Jackson· 2 hours agoGFL Environmental Inc. (NYSE: GFL) (TSX: GFL) ("GFL" or the "Company") announced the voting results from its annual general meeting of shareholders held today virtually via live audio webcast ...
SEC.gov | Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
U.S. Securities and Exchange Commission· 6 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25994 / May 6, 2024 In the Matter of Petroteq Energy, Inc. and Aleksandr Blyumkin, Administrative Proceeding File No. 3-20898 Securities and Exchange Commission v. Mark Korb, No. 2:22-cv
SEC.gov | Earthquakes, Eclipses, and Enigmas: Remarks at theSEC’s 43nd Annual Small Business Forum –...
U.S. Securities and Exchange Commission· 5 days agoGood afternoon and thank you to the participants in the Commission’s 43rd Annual Government-Business Forum on Small Business Capital Formation and to today’s panelists. This annual forum gives ...
SEC.gov | Sunshine Act Notice
U.S. Securities and Exchange Commission· 5 days agoSECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings TIME AND DATE: 2:00 p.m. on Thursday, May 16, 2024. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters ...
SEC.gov | SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities
U.S. Securities and Exchange Commission· 6 days agoAccording to the SEC’s complaint, between November 2019 and May 2021, Poerio knew a Dick’s employee who had access to multiple internal sources of material nonpublic information ...
SEC.gov | The Analytical Challenges of Regulating Today’s Financial Markets
U.S. Securities and Exchange Commission· 6 days agoThank you for the opportunity to deliver the lunch keynote address at the Commission’s 11th Annual Conference on Financial Market Regulation. The SEC’s Division of Economic ...