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JD Supra: Dual registrant regulatory roundup
JD Supra· 37 minutes agoEach month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the previous ...
Lawsuits Accuse Top Broker Oren Alexander, Twin Brother of Rape - The Real Deal
The Real Deal· 4 hours agoTop broker Oren Alexander and his twin brother Alon were accused in previously unreported lawsuits...
Coinbase Hit With New Securities Class Action Amid Battle With SEC | The Recorder
Law.com· 2 days agoSecurities and Exchange Commission. The proposed class action, filed by Rosen Law Firm on Wednesday...
Why 11.7%-Yielding QYLD ETF Is A Poor Passive Income Machine (NASDAQ:QYLD)
Seeking Alpha· 8 hours agoAnalyst’s Disclosure: I/we have no stock, option or similar derivative position in any of the...
The Texas Stock Exchange has its work cut out for it
Axios· 7 hours agoThe Texas Stock Exchange, unveiled this week with $120 million in funding from BlackRock, Citadel Securities and others, wants to challenge the NYSE and...
Russian broker to accept foreign bids in frozen asset swap scheme
Reuters· 6 days agoThe Russian broker organising an asset swap scheme that could free up frozen funds for Russian and foreign investors said it would start accepting bids from non-resident investors ...
SEC.gov | Jared Mitchell
U.S. Securities and Exchange Commission· 2 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26018 / June 7, 2024 Securities and Exchange Commission v. Auerbach et al., No. 1:19-cv-5631 (E.D.N.Y. filed Oct. 4, 2019) SEC Obtains Final Judgment Against Defendant for Role in Bribery
Quarter Launch Fund Commences a $147.25 Million Reg D Capital Raise Using the tZERO Securities...
Morningstar· 2 days agoSALT LAKE CITY, UT / ACCESSWIRE / June 6, 2024 / tZERO Group Inc., a leader in technology solutions for capital markets, is pleased to announce today the launch of the Quarter Launch Fund capital ...
What is FINRA and what does it do?
Bankrate via Yahoo Finance· 3 days agoFinancial Industry Regulatory Authority, or FINRA, is a self-regulatory organization authorized to regulate U.S. stockbrokers and broker-dealer firms. ...
Who is John Hopkins Anning, Cincinnati broker who married Hallie Biden?
The Enquirer via Yahoo News· 1 day agoA financial broker from Cincinnati married President Joe Biden's former daughter-in-law over the weekend and found himself Thursday in the middle of the media storm surrounding ...
