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Best Crypto Broker In South Africa - Investing.com ZA
Investing.com· 3 hours agoChoosing the right Crypto broker can be challenging. Plus500 has emerged as a popular choice among crypto traders due to a variety of factors that contribute to a positive ...
Interactive Brokers (IBKR) Unveils Crypto Trading for UK Clients
Zacks via Yahoo Finance· 1 day agoAfter becoming the first SFC-licensed securities broker to be approved to allow retail clients to...
JD Supra: The SEC Secures Major Trial Victory in Its First ‘Shadow Trading’ Insider Trading...
JD Supra· 9 hours agoThe SEC’s victory in its first shadow trading enforcement action, along with its professed view that this is not a novel insider trading enforcement action, may have significant implications ...
SEC amends requirements for brokers, advisers protecting customer data
Pensions & Investments· 8 hours agoThe Securities and Exchange Commission is bolstering the requirements for broker-dealers, registered investment advisers, mutual funds and transfer agents when safeguarding ...
Principal Financial Group Inc. Cuts Stock Position in Interactive Brokers Group, Inc. (NASDAQ:IBKR)
ETF DAILY NEWS· 15 hours agoPrincipal Financial Group Inc. trimmed its holdings in shares of Interactive Brokers Group, Inc....
Financial institutions have 30 days to disclose breaches under new rules
Ars Technica· 5 hours agoThe Securities and Exchange Commission (SEC) will require some financial institutions to disclose ...
Reminder: FTC Safeguards Rule Notification Requirement Now in Effect
The National Law Review· 2 hours agoOn May 13, the FTC’s amendment to the Safeguards Rule relating to the reporting of data breaches and...
Should You Invest in the iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI)?
Zacks via Yahoo Finance· 5 days agoIf you're interested in broad exposure to the Financials - Brokers/ Capital markets segment of the...
It is dangerously easy to hack the world’s phones
The Economist· 7 hours agoFOR YEARS security experts have warned that a technology at the heart of global communications is dangerously insecure. Now there is proof that it has been used to snoop on ...
Broker Dealer Regulatory Digest - May 2024 | JD Supra
JD Supra· 18 hours agoSecurities and Exchange Commission. Fraud. On May 3, 2024, SEC sanctioned an audit firm for "deliberate and systemic failures" to comply with Public...