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'Wouldn't be surprised if all brokers...' - Zerodha's Nithin Kamath on latest SEBI directive
MSN News· 19 hours agoIn prior post, Kamath talked about the consultation paper that aims to simplify the DP operations of...
JD Supra: Dual registrant regulatory roundup
JD Supra· 9 hours agoEach month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the previous ...
Lawsuits Accuse Top Broker Oren Alexander, Twin Brother of Rape - The Real Deal
The Real Deal· 12 hours agoTop broker Oren Alexander and his twin brother Alon were accused in previously unreported lawsuits...
Coinbase Hit With New Securities Class Action Amid Battle With SEC | The Recorder
Law.com· 2 days agoSecurities and Exchange Commission. The proposed class action, filed by Rosen Law Firm on Wednesday...
Russian broker to accept foreign bids in frozen asset swap scheme
Reuters· 6 days agoThe Russian broker organising an asset swap scheme that could free up frozen funds for Russian and foreign investors said it would start accepting bids from non-resident investors ...
SEC.gov | Jared Mitchell
U.S. Securities and Exchange Commission· 2 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26018 / June 7, 2024 Securities and Exchange Commission v. Auerbach et al., No. 1:19-cv-5631 (E.D.N.Y. filed Oct. 4, 2019) SEC Obtains Final Judgment Against Defendant for Role in Bribery
The Texas Stock Exchange has its work cut out for it
Axios· 15 hours agoThe Texas Stock Exchange, unveiled this week with $120 million in funding from BlackRock, Citadel Securities and others, wants to challenge the NYSE and...
China’s regulator: delistings will not ‘increase significantly in short term’
South China Morning Post· 2 days ago“The CSRC (China Securities Regulatory Commission) attaches great importance to investor protection...
What is FINRA and what does it do?
Bankrate via Yahoo Finance· 3 days agoFinancial Industry Regulatory Authority, or FINRA, is a self-regulatory organization authorized to regulate U.S. stockbrokers and broker-dealer firms. ...
Do we really need $1M in retirement savings? Not even close, one top economist says
USA TODAY via Yahoo Finance· 2 days agoOn this point, Biggs and his colleagues disagree. He contends that many seniors have other kinds of...