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SEC.gov | Martin Sumichrast
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25988 / April 30, 2024 Court Enters Final Judgment Against a Former North ...
Ripple vs. SEC case and its Appeal strategies An overview
CryptoNewsZ.com· 5 days agoAs the Securities and Exchange Commission (SEC) submits its opposition brief to Ripple’s Motion to...
Former Charlotte CEO reaches settlement with SEC in fraud, self-dealing lawsuit
WSOC-TV Charlotte· 6 days agoMarty Sumichrast, former CEO of cbdMD Inc. and Adara Acquisition Corp., has reached a settlement to...
NUTEX HEALTH HOSTS SECOND ANNUAL INTERNAL LEADERSHIP CONFERENCE
FOX 23 News Albany· 6 days agoNutex Health Inc. ("Nutex Health" or the "Company") (NASDAQ: NUTX), a physician-led,...
Former Top SEC Litigator Says ‘There’s No Systematic Plan To Kill Crypto’
Forbes· 4 days agoBefore joining White & Case, Ladan served for more than eight years in the Division of Enforcement...
Elon Musk Reacts To An Old Clip From Lex Fridman's Podcast On What 'Exactly' Is Wrong With SEC: 'The...
Benzinga· 5 days agoElon Musk, the CEO of Tesla Inc. TSLA, recently expressed his dissatisfaction with the Securities ...
Stifel CEO Finds Pleasant Surprises in Final DOL Fiduciary Rule | ThinkAdvisor
ThinkAdvisor· 6 days agoRonald Kruszewski, the CEO of Stifel Financial, said that he likes changes in the final version that...
SEC Risk Alert on Compliance with the Marketing Rule-Examination Observations | JD Supra
JD Supra· 6 days agoOn April 17, 2024, the Division of Examinations (the “Division”) of the Securities and Exchange Commission (the “SEC”) published a Risk ...
Is It Good to Go Exclusive?
New York Times· 14 hours agoThe exclusive period for Paramount’s potential merger with Skydance expired without a deal, highlighting the long-debated question of whether exclusivity...
SEC Finds Advisers' Compliance with Marketing Rule Still Lacking Despite Examination and Enforcement...
JD Supra· 3 days agoRule 206(4)-1, as amended (the Marketing Rule), continues to be an area of focus for the U.S. Securities and Exchange Commission (SEC ...