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Stuart Levi on Securities and Exchange Commission (SEC) | JD Supra
JD Supra· 1 day agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This ...
...Trial Victory in Its First ‘Shadow Trading’ Insider Trading Enforcement Action – Securities and ...
JD Supra· 2 days agoA jury found a former executive liable for insider trading in a first-of-its-kind U.S. Securities and Exchange Commission< ...
Principal Securities Inc. Invests $267,000 in The Estée Lauder Companies Inc. (NYSE:EL)
ETF DAILY NEWS· 21 hours ago(NYSE:EL – Free Report) during the 4th quarter, according to its most recent Form 13F filing with...
Vista Outdoor Inc. (NYSE:VSTO) Shares Sold by Amalgamated Bank
ETF DAILY NEWS· 22 hours ago(NYSE:VSTO – Free Report) by 2.5% in the fourth quarter, according to its most recent disclosure...
NBC Securities Inc. Acquires New Shares in SPDR Bloomberg Barclays 1-3 Month T-Bill ETF...
ETF DAILY NEWS· 20 hours agoNBC Securities Inc. acquired a new stake in SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (NYSEARCA:BIL – Free Report) during the fourth quarter, according to its most recent ...
1,396 Shares in KLA Co. (NASDAQ:KLAC) Bought by Principal Securities Inc.
ETF DAILY NEWS· 6 days ago(NASDAQ:KLAC – Free Report) during the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission ...
No ‘cop on the beat': Why the SEC may deny new ether ETFs this month
NBC Los Angeles· 17 hours agoThe U.S. Securities and Exchange Commission is expected to make a key decision on approving ether ...
NBC Securities Inc. Reduces Holdings in Global Payments Inc. (NYSE:GPN)
ETF DAILY NEWS· 20 hours ago(NYSE:GPN – Free Report) by 25.7% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission
Massachusetts Financial Services Co. MA Acquires 15,626 Shares of Cushman & Wakefield plc (NYSE:CWK)
ETF DAILY NEWS· 19 hours agoThe institutional investor owned 2,782,908 shares of the company’s stock after buying an additional 15,626 shares during the period. Massachusetts Financial Services Co. MA ...
JD Supra: SCOTUS Unanimously Resolves Securities Fraud Circuit Split
JD Supra· 11 hours agoS. Supreme Court unanimously held that, in the absence of an otherwise misleading statement, a failure to disclose information required by Item 303 of Regulation ...