Search results
Compound Error: Bank Mishandles Customer Accounts and Then Makes it Worse
The National Law Review· 1 day agoWhistleblower Incentives and Protection” in the hope that this provision would “encourage ...
Review of the SEC Whistleblower Program: At the Crossroads of Securities Law and Whistleblower...
The National Law Review· 7 days agoFiscal year 2020 marked the ten-year anniversary of the Dodd-Frank Wall Street Reform and Consumer Protection Act establishing the Securities and
Big banks face probe over NDAs in swaps, clearing businesses, Bloomberg reports
Reuters via Yahoo Finance· 2 hours agoCFTC is asking banks for non-disclosure agreements in their swaps and clearing businesses, and has...
Regulators probe potential use by big banks of nondisclosure agreements to discourage whistleblowers...
Market Watch· 27 minutes agoSome of the largest U.S. banks are being asked by the Commodities Futures Trading Commission to provide details about nondisclosure agreements for employees...
SEC Speaks Conference 2024 | JD Supra
JD Supra· 6 days agoThe SEC (U.S. Securities and Exchange Commission) recently hosted the 2024 SEC Speaks conference in Washington, DC. During the event, ...
Trump called this visa ‘very bad’ for Americans. Truth Social applied for one
KRQE & KASA FOX 2 Albuquerque· 16 hours agoMIAMI (AP) — The social media company founded by former President Donald Trump applied for a...
Justice Department has Opportunity to Revolutionize its Enforcement Efforts with Whistleblower...
The National Law Review· 5 days agoAccording to Monaco, the DOJ has taken note of the successes of the U.S.’s whistleblower award...
Big Banks Face Probe Over Non-Disclosure Agreements in Swaps, Clearing Businesses
Bloomberg via Yahoo Finance· 4 hours ago(Bloomberg) -- A top financial regulator is asking large Wall Street banks for non-disclosure...
SHAREHOLDER ALERT: Global Life Investigated by Block & Leviton For Potential Securities Law...
Morningstar· 5 days agoBOSTON, April 18, 2024 (GLOBE NEWSWIRE) -- Block & Leviton is investigating Global Life, Inc. (NYSE: GL) for potential securities law violations. Investors who have lost money in their Global ...
What the CFTC Carbon Market Fraud Alert Means for Whistleblowers
The National Law Review· 6 hours agoAnyone who is able to alert the Commission about fraud in the buying and selling of carbon credits,...
