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JD Supra: DocGo Notifies SEC of Recent Cyberattack and Investigates Scope of Data Breach
JD Supra· 21 minutes agoOn May 7, 2024, DocGo, Inc. filed a notice of data breach with the Securities and Exchange Commission after discovering that an unauthorized party was able ...
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
FOX Business· 2 hours agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on Wednesday. The SEC last...
SEC sued by trade association for details on record-keeping probe
Reuters· 21 hours agoA financial industry trade association has sued the U.S. Securities and Exchange Commission for...
Recent Pay-to-Play Case Is Cautionary Tale for Advisors and Political Contributions
WealthManagement.com· 1 day agoIn April, the Securities and Exchange Commission charged private equity firm Wayzata Investment...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 2 days agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...
SEC warns crypto exchanges: disclosures won't shield violations, lawsuits loom
TheStreet.com· 1 day agoThe top financial regulator said that it remains relentless in pursuing crypto exchanges breaking the law. This week, U.S. Securities and Exchange
US appeals court strikes down SEC private equity, hedge fund oversight rule
Reuters via Yahoo Finance· 2 days ago(Reuters) -A U.S. appeals court threw out a Securities and Exchange Commission rule intended to give...
SEC.gov | Commissioner Uyeda Remarks at the 90th anniversary of the US Securities and Exchange ...
U.S. Securities and Exchange Commission· 1 day agoToday, we commemorate the 90th anniversary of the Securities Exchange Act of 1934 (the “Exchange Act”),[1] and with it, the founding of the Securities and ...
SEC chair Gensler cautions crypto exchanges on enforcement
Forkast News via Yahoo Finance· 1 day agoGensler showed...involving the Solana memecoin BONK. This softer tone aligns with the SEC’s recent...
A Texas Stock Exchange Wants to Take on New York. The Odds Aren’t Good.
The Wall Street Journal· 8 hours agoThe Texas Stock Exchange is looking to steal New York’s crown as the center of U.S. capital markets....