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Securities and Exchange Commission to close Salt Lake Regional Office
KUTV Salt Lake City· 9 hours agoThe Securities and Exchange Commission will close its Salt Lake Regional Office later this year...
SEC Issues Three Separate Whistleblower Awards
The National Law Review· 2 hours agoIn the first week of June, the SEC issued three separate whistleblower awards to individuals who each voluntarily provided the Commission with original...
US appeals court strikes down SEC private equity, hedge fund oversight rule
Reuters via Yahoo Finance· 2 days ago(Reuters) -A U.S. appeals court threw out a Securities and Exchange Commission rule intended to give...
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
FOX Business· 5 hours agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on Wednesday. The SEC last...
Fifth Circuit Court of Appeals Vacates the SEC’s Private Fund Adviser Rules | JD Supra
JD Supra· 14 hours agoPromptly after PFAR was adopted, several groups representing advisers to different types of private funds filed a petition with the Court for review of ...
SEC sued by trade association for details on record-keeping probe
Reuters· 1 day agoA financial industry trade association has sued the U.S. Securities and Exchange Commission for...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 1 day agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
SEC’s Hedge Fund Rules Struck Down on Appeal. Gensler May Face More Challenges.
Barrons.com· 2 days agoIt’s a glimpse of the challenges the SEC under Gensler will face as his ambitious regulatory agenda...
SEC chair Gensler cautions crypto exchanges on enforcement
Forkast News via Yahoo Finance· 2 days agoGensler showed...involving the Solana memecoin BONK. This softer tone aligns with the SEC’s recent...
SEC.gov | Commissioner Uyeda Remarks at the 90th anniversary of the US Securities and Exchange ...
U.S. Securities and Exchange Commission· 2 days agoToday, we commemorate the 90th anniversary of the Securities Exchange Act of 1934 (the “Exchange Act”),[1] and with it, the founding of the Securities and ...
