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Prosecutor claims GPB 'was built on lies' - InvestmentNews
InvestmentNews· 2 days agoIn a standing room only courtroom in downtown Brooklyn Wednesday morning, the fraud and conspiracy...
Crypto titans’ $160 million war chest threatens Sherrod Brown, other Dems
Crain's Cleveland Business· 21 hours agoGary Gensler, the agency’s chair, has said the industry is riddled with fraud and that exchanges don’t properly safeguard their customers’ assets and often mix them with their ...
SEC Settles Charges Against Dually-Registered Broker-Dealer and Adviser for Alleged Failure to...
JD Supra· 1 day agoOn May 21, 2024, the SEC announced the settlement of administrative proceedings brought against a dually-registered broker-dealer and investment adviser for its alleged failure ...
SEC Moves Closer to Regulating the Use of AI by Broker-Dealers and Investment Advisers | JD Supra
JD Supra· 5 days agoThe Securities and Exchange Commission (SEC) held an open meeting of its Investment Advisory Committee on June 6, 2024, which featured a panel to review the use of artificial intelligence in ...
Terraform, Do Kwon to Pay $4.5B in Penalties in Settlement Agreement With SEC | New York Law Journal
Law.com· 3 days agoCryptocurrency company Terraform Labs and its founder Do Kwon, which a Manhattan jury found liable...
Questrade once again lands atop annual ranking as MoneySense’s Best Online Broker in Canada for 2024
Digital Journal· 4 days ago...Cameron North of Soledar, Ukrainians yearn for peace Carlo Marks talks about his new Hallmark movie ‘The Wedding Veil Inspiration’ Musk faces US fraud trial over Tesla tweet Heat home to be renamed Miami-Dade Arena States with the biggest gun industries 25 successful musicians who retired early...
Real estate firms may be on the hook for wire fraud losses: CertifID - HousingWire
HousingWire· 2 days agoAccording to a report published Thursday by wire fraud prevention firm CertifID, real estate agents,...
AI/ML Innovations Inc. Announces Shares for Debt Transaction
Digital Journal· 12 hours ago...Cameron North of Soledar, Ukrainians yearn for peace Carlo Marks talks about his new Hallmark movie ‘The Wedding Veil Inspiration’ Musk faces US fraud trial over Tesla tweet Heat home to be renamed Miami-Dade Arena States with the biggest gun industries 25 successful musicians who retired early...
SEC.gov | Giguiere et al.
U.S. Securities and Exchange Commission· 2 days agoOn June 11, 2024, the United States District Court for the Southern District of California granted the Securities and Exchange Commission’s request for monetary remedies against Gannon Giguiere ...
SEC 'AI Washing' Crackdown Yields Charges Against Founder of Recruiting Firm | Corporate Counsel
Law.com· 3 days agoThe U.S. Securities and Exchange Commission’s crusade against “AI washing” has led to charges...
