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Arizona regulators, Phoenix tech firm ISA Industries reach initial settlement in securities case -...
The Business Journals· 2 days agoA Phoenix-based startup that’s focused on developing futuristic clean energy technology reached a preliminary settlement with state regulators in an investigation accusing ...
SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims on Behalf of Investors of Zoetis Inc. -...
NBC 17 Raleigh· 5 days agoPomerantz LLP is investigating claims on behalf of investors of Zoetis Inc. ("Zoetis" or the "Company") (NYSE: ZTS). Such investors are advised to contact Danielle Peyton at newaction@pomlaw.com ...
CFTC Commissioner Summer Mersinger on Overzealous Crypto Regulation and the Need for Legislative...
CoinDesk via Yahoo Finance· 10 hours agoI think when it's straight up fraud, yes. There's a distinction here when you have a case where...
US regulator homes in on malpractice in voluntary carbon markets
Reuters· 1 day agoThe Commodity Futures Trading Commission (CFTC) is investigating greenwashing as part of its...
Elon Musk deepfake crypto scam highlights risks to Hong Kong as AI-related fraud rises
South China Morning Post via Yahoo Finance· 5 days ago(SFC) warned of a scam using deepfakes of Elon Musk touting a cryptocurrency trading platform called...
U.S. regulator to issue carbon-credits rulebook within months
San Francisco Chronicle· 1 day agoCFTC Commissioner Christy Goldsmith Romero said she anticipates the final rulebook will be issued by the end of the year and maybe as soon as September. For carbon credits to trade “on our markets ...
UK Payments Regulator Criticizes Visa and Mastercard Over Fee Hikes
PYMNTS.com· 11 hours agoThe U.K.’s Payment Systems Regulator (PSR) has released a critical report highlighting the lack of...
Freedom of speech isn’t a ‘trump card’ for Tornado Cash developers
The Cointelegraph· 15 hours agoCrypto industry advocates are locked in a debate with regulators over whether a protocol’s code constitutes free speech, and what that means for liability. Recent high-profile ...
The Crypto Industry Is Trying to Elect Political Allies. The Stakes Couldn’t Be Higher.
The Wall Street Journal via Yahoo Finance· 2 hours agoWith regulators filing civil lawsuits alleging that the industry is running afoul of securities laws...
Broker Dealer Regulatory Digest - May 2024 | JD Supra
JD Supra· 5 days agoSecurities and Exchange Commission. Fraud. On May 3, 2024, SEC sanctioned an audit firm for "deliberate and systemic failures" to comply with Public...
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