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Q&A with the Mississippi Securities Division: New Technology, New Rules and New Challenges
The National Law Review· 4 hours agoThe Mississippi Securities Division is the closest regulator to the investing public of Mississippi....
SEC Moves Closer to Regulating the Use of AI by Broker-Dealers and Investment Advisers | JD Supra
JD Supra· 13 hours agoThe Securities and Exchange Commission (SEC) held an open meeting of its Investment Advisory Committee on June 6, 2024, which featured a panel to review the use of artificial intelligence in ...
Judge vacates SEC investor protection rule
The Hill· 5 days agoA U.S. appeals court tossed out a federal rule intended to provide investors more protections and transparency that Wall Street argued would impose undue...
SEC.gov | Technology-Driven Change and Investor Protection: Remarks at the Investor Advisory...
U.S. Securities and Exchange Commission· 5 days agoThe democratization of finance, the rise of self-directed investing, much faster execution of trades, and the emergence of AI technologies will all continue to have ramifications for our capital ...
3 Small-Cap Blend Mutual Funds for Dependable Returns
Zacks via Yahoo Finance· 9 hours agoMeanwhile, small-cap funds are good choices for investors seeking diversification across different...
How Mandiant Deal Turbocharged Google's Cybersecurity Push
Investor's Business Daily· 8 hours agoGoogle likely isn't done making cybersecurity acquisitions, added Ehr. He says one area to watch is...
JD Supra: Securities Act Rule 192 – Conflicts of interest relating to certain securitizations
JD Supra· 1 day agoThis Rule 192 prohibits securitization participants from engaging in any transactions involving an asset-backed security (“ABS”) that would involve or result in any material ...
China’s regulator: delistings will not ‘increase significantly in short term’
South China Morning Post· 4 days ago“The CSRC (China Securities Regulatory Commission) attaches great importance to investor protection...
Leading Securities Litigator Lauren Ormsbee Joins Labaton Keller Sucharow LLP
Benzinga· 2 hours agoLabaton Keller Sucharow LLP is pleased to announce that Lauren Ormsbee will be joining the Firm's New York office, where she will serve as a Litigation Team Leader and a member of the Firm's ...
Code42 partners with Abnormal Security to launch new insider threat protection product -...
SiliconANGLE· 6 days agoCode42 partners with Abnormal Security to launch new insider threat protection product - SiliconANGLE