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JD Supra: Securities Act Rule 192 – Conflicts of interest relating to certain securitizations
JD Supra· 17 hours agoThis Rule 192 prohibits securitization participants from engaging in any transactions involving an asset-backed security (“ABS”) that would involve or result in any material ...
Judge vacates SEC investor protection rule
The Hill via Yahoo Finance· 5 days agoA U.S. appeals court tossed out a federal rule intended to provide investors more protections and transparency that Wall Street argued would impose undue...
SEC.gov | Technology-Driven Change and Investor Protection: Remarks at the Investor Advisory...
U.S. Securities and Exchange Commission· 4 days agoThe democratization of finance, the rise of self-directed investing, much faster execution of trades, and the emergence of AI technologies will all continue to have ramifications for our capital ...
Code42 partners with Abnormal Security to launch new insider threat protection product -...
SiliconANGLE· 6 days agoCode42 partners with Abnormal Security to launch new insider threat protection product - SiliconANGLE
China’s regulator: delistings will not ‘increase significantly in short term’
South China Morning Post· 3 days ago“The CSRC (China Securities Regulatory Commission) attaches great importance to investor protection...
Wing Security Named Rising in Cyber 2024 by CISOs and Investors
Morningstar· 5 days agoRecognized for Innovative SaaS Security Aligned to Changing Supply Chain Risks SAN JOSE, Calif., June 5, 2024 /PRNewswire/ -- , a leading provider of SaaS security ...
Global Inspector AI App Offers Investment and Crowdfunding Opportunities for a Brighter Future
Digital Journal· 7 days agoSwiss SaaS Digital Revolution of security and intelligence with the Global Inspector AI App. Participate in investment and crowdfunding opportunities for non-Swiss
Is it wise to have all your accounts under one roof?
U-T San Diego· 21 hours agoIs it “safe” or advisable to have all of my larger accounts — IRAs, 401(k), cash management — with the same institution, or should I spread them around? Answer: Using a single investment firm ...
Former Allianz Fund Manager Pleads Guilty to Defrauding Investors
The Wall Street Journal· 3 days agoThe funds were eventually shut down. Tournant and his co-conspirators allegedly also misled ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 3 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street Reform and Consumer Protection Act of ...
