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Robinhood receives SEC notice about potential action against crypto unit, shares slip By...
Investing.com· 20 minutes agoRobinhood receives SEC notice about potential action against crypto unit, shares slip
Robinhood’s stock dives after disclosing receipt of ‘Wells Notice,’ with SEC alleging securities ...
Market Watch· 48 minutes agoSecurities and Exchange Commission. Following a previously disclosed SEC investigation into...
If you care about U.S. trade violation activity, there’s now a dashboard for that
Federal News Network· 5 days agoTom Temin So tell us about these dashboards. AnnMarie Highsmith So we have two new dashboards that...
1847 Re-Engages ShareIntel to Investigate Potentially Improper and Illegal Trading Activity in the...
Digital Journal· 1 hour agoMr. Ellery W. Roberts, CEO of 1847 Holdings, commented, "Despite the continued improvement...
South Korea finds illegal stock short sales by seven more banks By Reuters
Investing.com· 10 hours agoIn its interim investigation results released on Monday, the Financial Supervisory Service (FSS)...
Robinhood crypto business slapped with SEC Wells Notice
The Cointelegraph· 34 minutes agoThe United States Securities and Exchange Commission (SEC) has issued a Wells Notice to the popular trading platform Robinhood. Following the news of the Wells Notice, Robinhood (HOOD) share ...
FTC Ban On Non-Compete Clauses Faces First Legal Challenge From Tax Services Firm
Forbes· 3 days agoOn April 23, 2024, the Federal Trade Commission (FTC) issued a final rule banning non-compete...
RBC unit fined by FINRA over trade confirmation violations
Compliance Week· 6 days agoRBC Capital Markets sent approximately 940,000 inaccurate trade confirmations and failed to provide...
Should the Hornets Re-Sign Miles Bridges?
Sports Illustrated· 39 minutes agoBridges is an unrestricted free agent this summer.
What the FTC’s Ban on Noncompete Agreements Means for Trade Secrets | JD Supra
JD Supra· 5 days agoOn April 23, the Federal Trade Commission (FTC) issued a final rule that would ban the use of noncompete agreements in most employment contracts nationwide. Hailed...Commission ...
