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United States Department of Justice and United States Securities and Exchange Commission Jointly...
JD Supra· 2 days agoOn May 10, 2024, the DOJ announced criminal indictments and the SEC filed a civil lawsuit for alleged securities fraud against FAT Brands and related persons ...
Yellen warns of ‘significant’ AI risks to financial system
The Hill via Yahoo Finance· 3 days agoTreasury Secretary Janet Yellen warned Thursday that artificial intelligence (AI) could pose...
He taught at MIT, worked at Morgan Stanley, and convinced Bill Ackman and Galaxy to back his $200...
Fortune via Yahoo Finance· 3 days agoTreasury Department had sanctioned the company almost a year earlier for facilitating illicit...
SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 4 days agoThe Securities and Exchange Commission (SEC) and U.S. Department of the Treasury
GameStop mania unfolded: Key milestones in meme stock frenzy
Reuters via Yahoo Finance· 5 days agoJan 27- The White House and Treasury Department are monitoring the situation involving GameStop and...
JD Supra: Trade Matters - Lowenstein Sandler's Global Trade & National Security Newsletter
JD Supra· 17 hours agoOn April 15, the U.S. Department of the Treasury published a proposed rule that would enhance certain Committee on Foreign Investment in the United States ...
JD Supra: Dual registrant regulatory roundup
JD Supra· 15 hours agoEach month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators ...
Weekly Blockchain Blog - June 2024 | JD Supra
JD Supra· 6 days agoIn a recent press release, Grayscale Investments announced “the creation and public launch of two new crypto investment trusts: Grayscale Near Trust and ...
Troutman Pepper Weekly Consumer Financial Services Newsletter - June 2024 | JD Supra
JD Supra· 4 days agoOn May 31, President Biden executed a veto of a House Joint Resolution that would have repealed the Securities and Exchange Commission
Regulation Round Up May 2024
The National Law Review· 3 days agoWelcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation. Key...
