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...Victory in Its First ‘Shadow Trading’ Insider Trading Enforcement Action – Securities and ...
JD Supra· 1 hour agoA jury found a former executive liable for insider trading in a first-of-its-kind U.S. Securities and Exchange < ...
NBC Securities Inc. Sells 253 Shares of FT Vest U.S. Equity Buffer ETF May (BATS:FMAY)
ETF DAILY NEWS· 10 hours agoNBC Securities Inc. trimmed its stake in FT Vest U.S. Equity Buffer ETF May (BATS:FMAY – Free Report) by 6.8% in the 4th quarter, according to the company ...
FUNDamentals: Is the Joint FinCEN and SEC Proposal for Investment Adviser Customer Identification...
JD Supra· 10 hours agoOn May 13, 2024, the U.S. Securities and Exchange Commission’s Division of Investment ...
FT Vest U.S. Equity Buffer ETF – December (BATS:FDEC) Shares Acquired by NBC Securities Inc.
ETF DAILY NEWS· 1 day agoNBC Securities Inc. increased its holdings in FT Vest U.S. Equity Buffer ETF – December (BATS:FDEC –...
JD Supra: Inside(r) Scoop: The DOJ Struggles to Prosecute Insider Trading
JD Supra· 10 minutes agoAmidst the government’s ongoing efforts to combat insider trading, a recent dismissal of criminal charges for insider trading gives new insight into this constantly...law.
...Market Program To Boost Acquisitions, Eyes Expansion With U.S. Cannabis Rescheduling - Tilray...
Benzinga· 4 hours agoTilray Brands, Inc. TLRY TLRY, a Canadian medical cannabis giant, announced Friday that it has filed...
Shein continues to weigh best venue for IPO
Axios· 29 minutes agoShein's decision on where to list isn't final yet, as the company weighs the benefits of a U.S. or U.K. listing, sources ...
Tilray launches $250 million at-the-market equity program By Investing.com
Investing.com· 59 minutes agoS. Securities and Exchange Commission (SEC). The company, which has operations across several...
Trans-lux Corporation Files for Proposed US IPO By Investing.com
Investing.com· 6 hours agoS.) Securities and Exchange Commission (SEC) today (U.S. time) relating to a ...
U.S. Senate Votes to Kill SEC's Crypto Accounting Policy, Testing Biden's Veto Threat
CoinDesk via Yahoo Finance· 1 day agoThe U.S. Senate joined the House of Representatives on Thursday in seeking to erase the...