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JD Supra: (Some) Banking Agencies Repropose Dodd-Frank 956 Incentive Compensation Rules
JD Supra· 5 days agoSection 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires that six agencies — the Federal Reserve System (FRS), Office of the Comptroller of the Currency...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 7 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street Reform and Consumer ...
The Sky’s the Limit for C.E.O. Pay
New York Times· 7 days agoWith new executive pay disclosures, the big picture is still riches at the top and lagging wages for most of the rank-and-file, our columnist says. The...
The U.S. wants to crack down on payday loans. Here’s what you need to know.
Washington Post via Yahoo Finance· 12 hours agoAn earlier version of this article misspelled the last name of former GOP congressman Mick Mulvaney....
SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 3 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
Private Funds Rules Vacated | JD Supra
JD Supra· 7 days agoOn June 5, 2024, the United States Court of Appeals for the Fifth Circuit (the “Court”) vacated the entire set of new Investment Advisers Act of 1940 (the “Advisers Act”) rules applicable to ...
Director Rohit Chopra gives the back of his hand to argument that CFPB is unlawfully funded out of...
JD Supra· 22 hours agoIt took about an hour for someone on the Senate Finance Committee during its hearing today to mention the “elephant in the room” — namely, the fact that the CFPB is only allowed under
Mortgage closing fees are in the hot seat. Here's why feds are looking into them.
CBS News via Yahoo Finance· 6 days agoThe MBA said lenders worked with the CFPB a decade ago on making sure mortgage fees were laid out...
JD Supra: Securities Act Rule 192 – Conflicts of interest relating to certain securitizations
JD Supra· 5 days agoThis Rule 192 prohibits securitization participants from engaging in any transactions involving an asset-backed security (“ABS...
Washington’s next crypto clash
Politico· 17 hours agoAs Katy O’Donnell reports, “the argument is that under the 2010 Dodd-Frank law that established the bureau, the CFPB must be funded by Fed ‘earnings,’ and ...
