Search results
JD Supra: Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial...
JD Supra· 5 days agoUnder Section 956, the FDIC, OCC, FHFA, National Credit Union Association...
CFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions
CFTC.gov· 3 days agoCFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions June...
Antonin Scalia’s Son Found a New Way to Exploit the Worst Loophole in the Court System
Slate via Yahoo Finance· 2 days agoIts governing mandate was strengthened over the years, including by the Dodd-Frank Wall Street ...
Illinois Treasurer announces Spanish-language website for locating missing property
Quad-City Times· 5 days agoIllinois State Treasurer Michael Frerichs visited Moline City Hall on Friday to announce a new...
JD Supra: Troutman Pepper Weekly Consumer Financial Services Newsletter
JD Supra· 5 days agoOn May 10, the House Financial Services Committee announced that the House Committee on Rules will consider the Financial Innovation and Technology Act for the 21st Century Act (FIT Act), a ...
SEC Chair Gensler Defends Embattled Private Fund Adviser Rule After 5th Circuit Defeat | National...
Law.com· 6 days agoU.S. Securities and Exchange Commission Chair Gary Gensler on Thursday defended the agency’s...
Fifth Circuit Strikes Down SEC’s Private Fund Advisers Rule | JD Supra
JD Supra· 2 days agoOn June 5, 2024, the Fifth U.S. Circuit Court of Appeals (the Fifth Circuit) ruled, in a unanimous 3-0 decision, to vacate the U.S. Securities and Exchange Commission’s (SEC) much maligned Private ...
JD Supra: Supreme Court Upholds CFPB Funding Mechanism as Constitutional, Quelling Uncertainty and...
JD Supra· 3 days agoIn a long-awaited decision with profound implications for the future of the agency, the Supreme Court held 7-2 today that the Consumer Financial Protection Bureau (CFPB) is constitutionally ...
Deadline for Form 13F Filers for New Reporting Requirements on Executive Compensation Votes Rapidly...
JD Supra· 2 days agoThe Securities and Exchange Commission adopted rule and form amendments that will require institutional investment managers who file Form 13F to use Form N-PX to report how they voted proxies ...
Private Fund Advisers, Breathe Easier: Fifth Circuit Vacates Private Fund Rules | JD Supra
JD Supra· 2 days agoThe New Orleans-based U.S. Court of Appeals for the Fifth Circuit (Court), on June 5, 2024, vacated the new private fund rules (Private Fund Rules) adopted by the SEC in August 2023, resulting ...