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Advisors Take Note: These ETFs Were Not Fooled in April
etf.com via Yahoo Finance· 11 hours agoQQQ Trust (QQQ) falling by 4.5%. But elsewhere, there were flowers in April, not showers. And they...
Lori Van Dusen: How I Set Up My Wealth Managment Firm to Succeed Without Me
Barrons.com· 11 hours agoBarron’s Hall of Fame Advisor Lori Van Dusen talks about her new book, opportunities in the private ...
Xperi faces investor challenge over performance By Investing.com
Investing.com· 9 hours agoRubric Capital Management LP, an investment advisor with ownership of approximately 9.0% of Xperi...
T+1 Settlement Cycle: Implications for Investment Advisers | JD Supra
JD Supra· 13 hours agoAs discussed below, the amendments and new rule will have implications for many investment advisers. Advisers should therefore review their settlement practices, compliance ...
Stellus Capital Investment Corporation Schedules First Quarter 2024 Financial Results Conference...
FOX 59 Indianapolis· 6 hours agoStellus Capital Investment Corporation (NYSE: SCM) will release its financial results for the first quarter ended March 31, 2024 on Thursday, May 9, 2024, after the close ...
Investment adviser sentenced for stealing elderly man's life savings
ABC 2 Baltimore· 1 day agoEddy Ray Blizzard, 45, of Havre de Grace, pleaded guilty to stealing approximately $1 million from...
These Low-Risk Investments May Suit Retirees
SmartAsset via Yahoo Finance· 16 hours agoUnderstanding different safe investment options available to you during retirement, and the pros and cons of each, can help you make smart decisions...
Learn More About Oscar Lopez CFP in Laredo, TX.
US News & World Report· 10 hours agoOscar Lopez is a financial advisor in Laredo, TX, and has earned his CFP. This professional designation is issued by the Certified Financial Planner...
Cetera arms advisors with active ETF guidance - InvestmentNews
InvestmentNews· 1 day agoCetera, the broker-dealer and registered investment advisor giant, has unveiled an investment resource to help its affiliated
SEC Settles with Five Investment Advisers for Marketing Rule Violations | JD Supra
JD Supra· 3 days agoThe SEC recently settled charges against five registered investment advisers for violations of the marketing rule (“Marketing Rule”) under the...
