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FinCEN and SEC Propose Rulemaking Requiring CIP for Investment Advisers | JD Supra
JD Supra· 23 hours agoOn May 13th, the Financial Crimes Enforcement Network (FinCEN) and the Securities Exchange Commission (SEC) issued a joint notice of proposed rulemaking (NPRM) that would ...
Should financial advisors be worried about Uncle Sam's debt problems?
InvestmentNews· 6 days agoAmericans got their household finances in order during the COVID recession, thanks to billions and...
Council Post: Financial Planners Plus AI: Why We’re Better Together
Forbes· 2 days agoThe surge in generative artificial intelligence (AI) technology has brought unprecedented...
Lingyun Xiang has been appointed as Financial and Economic Advisor to the Federal Republic of...
Digital Journal· 1 day agoThis appointment was made in recognition of Professor Xiang's efforts in promoting economic and trade exchanges and development between the two countries...
Condor Capital Wealth Management CEO Ken Schapiro Named to 2024 Barron's Top 1200 Financial Advisors...
Morningstar· 21 hours agoMARTINSVILLE, NJ / ACCESSWIRE / May 29, 2024 / Condor Capital Wealth Management is proud to announce that Ken Schapiro , our Chief Executive Officer, has been recently named to the prestigious ...
UK's Nucleus Financial Obtains Regulatory Approval For Acquisition Of Third Financial | Crowdfund...
Crowdfund Insider· 5 days agoThird Financial is an investment platform and software provider. The acquisition enables the group...
Why Dick's Sporting Goods Stock Skyrocketed to an All-Time High Today
Motley Fool via Yahoo Finance· 12 hours agoShould you invest $1,000 in Dick's Sporting Goods right now? Before you buy stock in Dick's Sporting...
LPL Grabs Another Team from Osaic
WealthManagement.com· 14 hours agoA San Diego-based team with about $215 million in managed assets is the latest to leave Osaic for LPL Financial. Paul Neves and Darrin Santos, the founding partners of FSI ...
‘I’m a mother in my 40s and I’m financially independent’: I’m about to inherit $850,000. What should...
MarketWatch via Yahoo Finance· 6 hours agoI am a mother in my 40s and I’m financially independent. I make about $100,000 annually, and I have...
How to leave the UK – and keep your finances in order
The Telegraph via Yahoo Finance· 1 hour agoThe good news is that you can typically keep your Isa open even after becoming a non-UK resident –...
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