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JPMorgan (JPM) Gets CFTC Order to Pay for Surveillance Lapses
Zacks· 1 day agoFree Report) by the Commodity Futures Trading Commission (“CFTC”) to pay a $200-million civil monetary penalty for failing to capture billions of orders in its surveillance systems& ...
Citi fined $79 million by UK regulators over 'fat-finger' failures
Reuters via Yahoo Finance· 3 days agoThe Prudential Regulation...Global Markets Limited (CGML), had a series of failings that...
E*Trade's Roth IRA Review: Pros And Cons
247wallst.com· 56 minutes agoIt’s never too late to start saving for retirement. If you managed to secure a job that leaves a little left over at the end of the day to put into a...
Citi Trader Got 711 Warning Messages Before Sparking Flash Crash
Bloomberg via Yahoo Finance· 3 days ago(Bloomberg) -- For one Citigroup Inc. trader in London, the morning of May 2, 2022 went from bad to...
Citi unit fined $78.6M by U.K. regs for trading control failures
Compliance Week· 3 days agoLtd. (CGML), an investment firm subsidiary of Citigroup. In a press release, the FCA said it levied...
Citigroup (C) Faces Penalty of $78.4M for 2022 Flash Crash
Zacks· 2 days agoFree Report) has been fined $78.4 million by a pair of British regulators due to the bank’s deficiencies in the systems and controls. According to the FCA, a trader from Citigroup ...
Citi was fined $79 million over inadequate controls for 'fat finger' trading errors
Quartz· 3 days agoThe PRA fined Citi £33.9 million ($43 million) and the Financial Conduct Authority...
Exploring Immediate Ifex AI: Analysis of Automated Trading Systems
Daily Sundial· 3 days agoAutomated trading systems have become indispensable in modern trading, leveraging advanced...
IT stock jumps after company received work order from National Skill Development Corporation
Investing.com· 2 days agoIT stock jumps after company received work order from National Skill Development Corporation
Avenix Fzco Introduces New Expert Advisor Pivozon for Enhanced Forex Trading on EURUSD
Digital Journal· 2 days agoState-of-the-Art Pivozon EA Revolutionizes EURUSD Trading with Advanced Technical Indicators and Robust Risk Management Dubai, United Arab Emirates, 23rd May 2024 – Avenix ...