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SEC and CFTC Amend Form PF … Again: Private Fund Advisers Should “Kick the Tires” Before Next Race...
JD Supra· 15 hours agoIn February 2024, the SEC and the Commodity Futures Trading Commission (CFTC) adopted major amendments to Form PF to provide greater transparency into the operations and strategies ...
JPMorgan (JPM) to Pay $100M Penalty for Trade Reporting Lapses
Zacks· 6 days agoCommodity Futures Trading Commission (“CFTC”) to settle claims related to trade reporting lapses. While the admission has not been reported< ...
JPMorgan poised to pay $100 million over CFTC trade reporting violations, source says By Reuters
Investing.com· 6 days agoNEW YORK (Reuters) -The U.S. Commodity Futures Trading Commission is expected as soon as Wednesday to announce a $100 million settlement with JPMorgan Chase & Co (NYSE:JPM) over trade
Biden is blowing a huge chance to fight inflation — and possibly prevent a global economic meltdown
Salon.com· 11 hours agoDonald Trump can blast it back open. Federal law says regulations passed near the end of the...
CFTC’s Kristin Johnson a Leading Candidate to Be New FDIC Chair
Bloomberg via Yahoo Finance· 5 days ago(Bloomberg) -- Kristin Johnson, a Democratic commissioner at the Commodity Futures Trading...
FDIC failed to timely report misconduct allegations, IG says
Banking Dive· 15 hours agoThe Federal Deposit Insurance Corp. failed to timely report “several allegations of misconduct” involving senior officials to the agency’s inspector general, the FDIC’s IG ...
Privacy, Data and Cybersecurity Quick Clicks | Issue 17 | JD Supra
JD Supra· 15 hours agoKatten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the ...
US Regulator to Issue Carbon-Credits Rulebook Within Months
Insurance Journal· 7 days agoFor carbon credits to trade “on our markets, we have to ensure there’s integrity,” Romero said in an...
The greenback is mostly softer
The Forex Market· 11 hours agoOverview: The dollar initially extended its pre-weekend and yesterday's heavier tone before finding a better bid in the European morning. Most emerging...
Wall Street’s ‘Dirty Harry’ question on Trump
Politico· 10 hours agoWhile Trump might reclaim some friends on Wall Street with that pitch, it’s far from clear if it...President Mary Daly will speak on a panel about artificial intelligence at 1 p.m. … WEDNESDAY ...
