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QPAM Exemption Amendment—Key Takeaways and Action Steps for Advisors and Other Stakeholders
The National Law Review· 7 days agoMany investment advisers and other financial institutions rely on the Department of Labor’s QPAM...
Stock-market bulls face test as consumers start to show signs of stress
Market Watch· 16 hours agoMeanwhile, recent data shows that consumers’ incomes and spending are still growing, but their...
2 Top Stocks That Could Make You Richer in 2024
Motley Fool via Yahoo Finance· 18 minutes agoPeering even further into the future, investment bank Goldman Sachs posits that sales of anti-obesity drugs could grow to a whopping $100 billion by...
The Best Robo-Advisors of May 2024
Time Magazine· 4 days agoRobo-advisor investment portfolios vary more than you might expect. Here are our latest recommendations for the best robo-advisors.
Is Take-Two Interactive's $460 Million Bet a Likely Win for Investors?
Motley Fool via Yahoo Finance· 13 minutes agoShould you invest $1,000 in Take-Two Interactive Software right now? Before...Take-Two Interactive...
These Low-Risk Investments May Suit Retirees
SmartAsset via Yahoo Finance· 3 days agoUnderstanding different safe investment options available to you during retirement, and the pros and cons of each, can help you make smart decisions...
Private Advisor Group Adds $90M Advisor From RFG
WealthManagement.com· 4 days agoPrivate Advisor Group, the Morristown, N.J.–based registered investment advisor and office of supervisory jurisdiction affiliated with ...
T+1 Settlement Cycle: Implications for Investment Advisers | JD Supra
JD Supra· 3 days agoAs discussed below, the amendments and new rule will have implications for many investment advisers. Advisers should therefore review their settlement practices, compliance ...
SEC Finds Advisers' Compliance with Marketing Rule Still Lacking Despite Examination and Enforcement...
JD Supra· 4 days agoOn April 17, 2024, the SEC Division of Examinations (Division) published a risk alert (Risk Alert) delineating its preliminary observations of registered investment advisers ...
Investment adviser sentenced for stealing elderly man's life savings
ABC 2 Baltimore· 4 days agoEddy Ray Blizzard, 45, of Havre de Grace, pleaded guilty to stealing approximately $1 million from...
