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$2B RIA Eton Advisors Brings on New President
WealthManagement.com· 57 minutes agoEton Advisors, a Chapel Hill, N.C.-based registered investment advisor with nearly $2 billion in client assets, has hired Brian Hughes ...
Sanctuary Buys Tru Independence, Expanding Ability to Serve Independent Advisors
Barrons.com· 10 hours agoThe combined firm supports approximately 120 independent wealth management firms managing more than...
Microsoft Co. (NASDAQ:MSFT) Position Raised by Nisa Investment Advisors LLC
ETF DAILY NEWS· 12 hours agoNisa Investment Advisors LLC lifted its position in Microsoft Co. (NASDAQ:MSFT – Free Report) by 0.2% during the fourth quarter, according to the company ...
SEC Settles with Five Investment Advisers for Marketing Rule Violations | JD Supra
JD Supra· 15 hours agoThe SEC recently settled charges against five registered investment advisers for violations of the marketing rule (“Marketing Rule”) under the...
QPAM Exemption Amendment—Key Takeaways and Action Steps for Advisors and Other Stakeholders | JD...
JD Supra· 15 hours agoMany investment advisers and other financial institutions rely on the Department of Labor’s QPAM Exemption when providing services to, and transacting with, employer-sponsored ...
Orange County Bancorp, Inc. Announces Record First Quarter Earnings
Digital Journal· 1 hour agoTotal Deposits grew $110.7 million, or 5.4%, reaching $2.2 billion at March 31, 2024 as compared to $2.0 billion at December 31, 2023. Trust and investment advisory ...
5 Reasons Financial Advisors Are Turning To Bitcoin ETFs
Forbes· 17 hours agoExchange-Traded Funds (ETFs) have created a link between cryptocurrencies and traditional investment...
Former Merrill Advisor Sues Over Unvested Commissions | ThinkAdvisor
ThinkAdvisor· 4 hours agoA former Merrill Lynch financial advisor has filed a putative class-action lawsuit against the ...
Calamos Investments Closed-End Funds (NASDAQ: CHI, CHY, CSQ, CGO, CHW, CCD and CPZ) Announce Monthly...
FOX 59 Indianapolis· 2 hours agoCalamos Investments®* has announced monthly distributions and sources of distributions paid in May...
Russell Investments Group Ltd. Sells 39,762 Shares of Citizens Financial Group, Inc. (NYSE:CFG)
ETF DAILY NEWS· 6 hours agoRussell Investments Group Ltd. lessened its holdings in shares of Citizens Financial Group, Inc. (NYSE:CFG – Free...Asset Management Inc. acquired a new stake in Citizens ...