Search results
FINRA fines Merrill Lynch $825K over order execution supervision lapses
Compliance Week· 5 days agoMerrill Lynch was assessed an $825,000 penalty by the Financial Industry Regulatory Authority for...
Merrill Lynch to Pay $825K Over Best Execution Failures | ThinkAdvisor
ThinkAdvisor· 4 days agoMerrill failed to reasonably supervise that equity orders in the firm’s electronic systems were...
JPMorgan Makes Massive Hire: $28 Billion Advisor Team From Merrill Lynch
Barrons.com· 4 days agoBEST PRACTICES It may be the biggest recruiting move in wealth management history. On Friday,...
Bank broke promise to pay $3K bonus after we moved money there, couple says
NJ.com· 7 hours agoMark and Leslie Gottlieb thought they found a way to earn some extra cash using a promotion from...
Godsmack sets Oct. 1 concert at North Little Rock’s Simmons Bank Arena | Arkansas Democrat Gazette
Arkansas Democrat-Gazette· 4 hours agoRock band Godsmack — lead singer and rhythm guitarist Sully Erna, bassist Robbie Merrill, lead...
MLB Power Rankings: Phillies lead Dodgers, Braves as trio of NL contenders top this week's list
Yahoo Sports via AOL· 1 day agoSan Diego Padres, 22-21 The power hasn’t shown up quite yet and might not for a few years, but...
Navy CMV-22B Ospreys Only Allowed To Fly 30 Minutes From A Divert Airfield: Congress
THE WARZONE via Yahoo News· 1 hour ago(U.S. Navy photo by Mass Communication Specialist 3rd Class Peter Merrill) The Navy plans to stop...
How do you feel about the Cavs’ loss to Boston? My thoughts about the officials: Terry Pluto
The Cleveland Plain Dealer· 18 hours agoWithout Donovan Mitchell, it seemed the Cavs were set up for a blowout. It didn't happen.
Cavaliers vs Celtics score, highlights: Battered Cavs fall short in Game 4 upset bid
Akron Beacon Journal via Yahoo Sports· 1 day agoWith the Celtics leading 48-37, the play was reviewed by the replay center and deemed a foul, but...
Rockies go up early, hold on despite three Padres homers
U-T San Diego· 16 hours agoA trio of home runs and a bunch of walks inflated it for brief periods, but the Padres offense could...