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BlackRock Memo Reveals Wealth-Management Shuffle Amid ESG Backlash in Texas
Barrons.com· 17 hours agoInternally, the New York-based firm said it is combining teams under the U.S. wealth advisory...
Regulator orders former New London financial adviser to repay clients
Valley News· 13 hours agoA former New London financial advisor who plowed his clients retirement savings into a high-risk financial product that went bust has been ordered to repay ...
Brokerages Set First American Financial Co. (NYSE:FAF) PT at $68.00
ETF DAILY NEWS· 10 hours agoFirst American Financial Co. (NYSE:FAF – Get Free Report) has been assigned a consensus recommendation of “Moderate Buy” from the six analysts that are covering the stock, ...
Compliance Essentials: Ensuring Regulatory Adherence in Financial Advisory Practices
Digital Journal· 4 days agoRegulatory adherence safeguards the interests of both clients and the financial stability of the nation, making it a critical component of any financial ...
Richard B. Handler Sells 1,500,000 Shares of Jefferies Financial Group Inc. (NYSE:JEF) Stock
ETF DAILY NEWS· 8 hours agoJefferies Financial Group Inc. (NYSE:JEF – Get Free Report) CEO Richard B. Handler sold 1,500,000 shares of the company’s stock in a transaction on Wednesday, April 24th.
Business Succession Planning Q&A - Thought Leadership - Indianapolis Business Journal
Indianapolis Business Journal· 18 minutes agoBusiness owners should begin the succession planning process as early as possible, ideally well before they intend to retire or exit the business. Starting the planning early ...
Capital Investment Advisory Services LLC Buys 1,000 Shares of Abrdn Healthcare Investors (NYSE:HQH)
ETF DAILY NEWS· 1 day agoCapital Investment Advisory Services LLC boosted its holdings in shares of Abrdn Healthcare Investors (NYSE:HQH – Free Report) by 6.6% during the fourth quarter, according ...
LPL Wants to Change Terms With Some Large Partner Firms. Departures May Ensue.
Barrons.com· 17 hours agoThe independent broker-dealer is sending letters to many of the large registered investment advisory...
Mackenzie Financial Corp Decreases Stock Holdings in Affiliated Managers Group, Inc. (NYSE:AMG)
ETF DAILY NEWS· 7 hours agoMackenzie Financial Corp lowered its holdings in shares of Affiliated Managers Group, Inc. (NYSE:AMG – Free Report) by 5.8% in the fourth quarter, according to the company ...
Q2 2024 Raymond James Financial Inc Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 21 hours agoSequentially, revenues declined 5% due to lower fixed income brokerage revenues and M&A and advisory revenues, partially offset by higher debt underwriting revenues. The pretax ...