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U.S. regulators call for new fund to prevent mortgage servicers from going under
Market Watch· 1 day agoThe FSOC was created in the wake of the 2008 financial crisis by the Dodd-Frank Act, to identify and...
A Handbook for SEC Whistleblowers | JD Supra
JD Supra· 5 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 4 days agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board ...
Financial regulators again propose incentive-based compensation rule - CUInsight
CUInsight.com· 4 days agoThirteen years after the rule was supposed to be finalized, on Monday federal banking regulators...
Statement of Commissioner Caroline D. Pham: The CFTC Needs to Get Serious. A Strategic Plan for...
CFTC.gov· 2 hours agoToday, the Commodity Futures Trading Commission (CFTC) will take yet another step down a misguided...
Dissenting Statement of Commissioner Summer K. Mersinger Regarding Proposed Rulemaking on Event...
CFTC.gov· 2 days agoUnfortunately, though, I cannot support this particular proposed rulemaking (the “Proposal”). At...
CFTC Wants to Ban Trades Tied to Elections, Sports and Awards Contests
The Wall Street Journal· 2 days agoRegulators advanced a plan to ban derivatives contracts based on political elections, athletic...
A Decade-Long Death of Footnote 195 | JD Supra
JD Supra· 6 days agoIn 2013, subsequent to the enactment of the Dodd Frank Act of 2010, the Commodity Futures Trading Commission (“CFTC”) had implemented ...
White House Poised to Nominate CFTC’s Johnson to Treasury Role
Bloomberg via Yahoo Finance· 2 days ago(Bloomberg) -- The White House is poised to nominate Kristin Johnson, a Democratic commissioner at...
Bank Bonus Rule Back in Play as Regulators Make Third Push
Bloomberg via Yahoo Finance· 5 days ago(Bloomberg) -- Three US regulators took an initial step toward imposing long-delayed rules that...