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SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 4 days agoRegulation S-P is a set of privacy rules that govern how certain financial institutions handle nonpublic personal information. The adopted ...
JD Supra: The FCA’s AI Update: Integrating The UK Government’s 5 Principles
JD Supra· 15 hours agoOn 22 April 2024, the FCA published its AI Update (fca...
Former NCUA Chairman Rodney Hood Joins DefenseStorm Board of Directors
PRWeb· 4 days ago"Credit unions are evolving to meet the needs of their members and become more competitive, but those changes make them more vulnerable," says Hood. It's why I created a Senior Advisor to the NCUA Board for cyber issues.
SEC Adopts Modernizing Amendments to Regulation S-P to Enhance Protection of Customer Information |...
JD Supra· 4 days agoThe amendments apply to broker-dealers (including funding portals), investment companies, SEC registered investment advisers...
The New Fiduciary Rule (33): The DOL’s Final PTE 84-24 | JD Supra
JD Supra· 7 days agoThe DOL’s fiduciary regulation will be effective on September 23 of this year. As a result, beginning on September 23, one-time recommendations to retirement investors can ...
Council Post: How AI Can Impact Onboarding At Financial Institutions
Forbes· 4 days agoBabu Sivadasan is the Co-Founder and CEO of JIFFY.ai, a no-code AI platform that enables enterprises...
Kristo Molina on Financial Institutions | JD Supra
JD Supra· 4 days agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
ED Delays Initial Financial Value Transparency and Gainful Employment Reporting Until October 1, and...
JD Supra· 5 days agoOn March 29, 2024, the U.S. Department of Education delayed initial institutional reporting obligations under its Financial Value Transparency and Gainful ...
‘High incidence’ of money laundering seen in gaming - BusinessWorld Online
BusinessWorld· 19 hours agoTHE PHILIPPINES is likely to exit the “gray list” of the Financial Action Task Force (FATF) soon...
SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 5 days agoThe proposed rule follows a FinCEN proposal issued earlier this year that would expressly include RIAs and ERAs in the definition of a “financial institution</ ...