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Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 6 hours agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...
Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety | JD Supra
JD Supra· 18 hours agoIn adopting the Final Rule, the SEC relied on its antifraud rulemaking authority found in section 206(4) of the Investment Advisers Act of 1940, as amended (the “Advisers ...
Private Funds Rules Vacated
The National Law Review· 7 hours agoOn June 5, 2024, the United States Court of Appeals for the Fifth Circuit (the “Court”) vacated the entire set of new Investment Advisers Act of 1940...
Ask an Advisor: How Much Does My Risk Tolerance Matter Compared to an Advisor's Proven Strategy?
SmartAsset via Yahoo Finance· 14 hours ago-Chris This question sets up a false dichotomy. These risk-related investing considerations are not...
Fifth Circuit Strikes Down Private Fund Adviser Rules
The National Law Review· 6 hours agoThe SEC had adopted the Private Fund Adviser Rules in an attempt to address what it identified as...
Learn More About James Bell CFA in Fayetteville, AR.
US News & World Report· 6 hours agoJames Bell is a financial advisor in Fayetteville, AR, and have earned their CFA. This professional credential is issued by the CFA Institute, and...
JD Supra: Proskauer's Hedge Start: When Is SEC Registration Necessary?
JD Supra· 9 hours agoAn initial question faced by any manager launching a hedge fund is whether or not registration as an investment adviser with the U.S. Secutiries and Exchange Commission (SEC ...
Where Will Nvidia Stock Be in 3 Years?
Motley Fool via Yahoo Finance· 11 hours agoShould you invest $1,000 in Nvidia right now? Before you buy stock in Nvidia, consider this: The Motley Fool Stock Advisor analyst team just identified...
Piper Sandler agrees to buy smaller rival Aviditi Advisors
WHTC 1450 Holland· 3 hours ago(Reuters) - Investment banking firm Piper Sandler said on Thursday, it had agreed to buy smaller rival Aviditi Advisors, helping it expand in the lucrative ...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 5 hours agoOn the one hand, Plaze argued, receiving compensation for investment advice about securities is a...
