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JD Supra: SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political...
JD Supra· 10 hours agoThe SEC recently charged an investment adviser for violating Rule 206(4)-5 under the Advisers Act, known as the “Pay-to-Play Rule” (Rule).1 In settling the charges, the adviser ...
Learn More About Suzanne Crook in Sun City West, AZ.
US News & World Report· 2 hours agoSuzanne Crook is a financial advisor in Sun City West, AZ. Find a financial advisor who specializes in the area of expertise you require. An advisor ...
Campbell & CO Investment Adviser LLC Acquires New Position in Compass Minerals International, Inc....
ETF DAILY NEWS· 7 days agoCampbell & CO Investment Adviser LLC bought a new position in Compass Minerals International, Inc....
Scarborough Advisors LLC Makes New $145,000 Investment in Alliant Energy Co. (NASDAQ:LNT)
ETF DAILY NEWS· 20 hours agoThe institutional investor acquired 2,832 shares of the company’s stock, valued at approximately...
Petredis Investment Advisors LLC Sells 180 Shares of Mastercard Incorporated (NYSE:MA)
ETF DAILY NEWS· 1 day agoPetredis Investment Advisors LLC decreased its holdings in Mastercard Incorporated (NYSE:MA – Free...
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024
The National Law Review· 4 days agoOn May 13, the US Securities and Exchange Commission (SEC) and the US Department of the Treasury’s...
Accenture plc (NYSE:ACN) Shares Sold by Petredis Investment Advisors LLC
ETF DAILY NEWS· 24 hours agoPetredis Investment Advisors LLC decreased its holdings in Accenture plc (NYSE:ACN – Free Report) by...
Your ‘Independent’ Advisor Now Works for Private Equity. What It Could Mean for Your Portfolio.
Barrons.com· 2 days agoFEATURES - MAIN Investment advisors pride themselves on having a personal relationship with...
Are Financial Advisors Too Bullish?
Barrons.com· 3 days agoA new survey from Schwab highlights disparities in advisor and client outlooks, and at least one investment pro seems to side more with the client...
Petredis Investment Advisors LLC Purchases Shares of 12,775 United Parcel Service, Inc. (NYSE:UPS)
ETF DAILY NEWS· 1 day agoPetredis Investment Advisors LLC purchased a new stake in United Parcel Service, Inc. (NYSE:UPS – Free Report) in the fourth quarter, according to the company ...