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SEC Enforcement Chief: 'It's No Longer Really a Question of If We'll Find Out About a Violation, but...
Law.com· 4 days ago“The most frequent question I get asked is, ‘What are the benefits of cooperating with the SEC?’”...
SEC orders Intercontinental Exchange to pay $10M over Reg SCI violations
Compliance Week· 6 days agoIntercontinental and its nine affiliates, including the New York Stock Exchange (NYSE), agreed to...
SEC Fines Parent of NYSE $10M, Says It Failed to Immediately Disclose Cyber Incident | Corporate...
Law.com· 6 days agoReceiving immediate notification is critical because of the potential that the SEC would need to...
Is It Too Late to Buy Trump Media Stock Now?
Motley Fool via Yahoo Finance· 4 days agoGurbir Grewal, the SEC's enforcement-division director, alleged that BF Borgers and its owner, Benjamin Borgers, were "responsible for one of the largest...
Montenegrin Justice Minister discussed Do Kwon’s case with SEC
The Cointelegraph· 5 days agoIn a May 22 notice, Montenegro’s government said Milović had met with SEC personnel, including Enforcement Director Gurbir Grewal. According to the government ...
SEC Fines NYSE Owner $10 Million for Not Quickly Reporting Hack
Bloomberg via Yahoo Finance· 6 days ago(Bloomberg) -- Intercontinental Exchange, Inc., which owns the New York Stock Exchange, agreed to...
Intercontinental Exchange Will Pay $10 Million to Resolve SEC Cyber Probe
The Wall Street Journal· 6 days agoIntercontinental Exchange caused its exchanges to violate a rule that governs how they report cyber...
NYSE parent fined $10M for breach reporting failure
The Register· 6 days agoThe New York Stock Exchange's parent company has just been hit with a $10 million fine for failing to properly inform the Securities and Exchange...
N.J. gym owner who defied COVID lockdown cleared of 80+ charges, attorney says
NJ.com· 7 days agoThe South Jersey business owner who defied Gov. Phil Murphy’s COVID lockdown orders by keeping his...
SEC fines NYSE parent company $10M for failing to report cyberattack
The Cointelegraph· 6 days agoThe Intercontinental Exchange (ICE) will pay a penalty of $10 million for failing to inform authorities about a cyber intrusion, according to an announcement from the United States Securities ...