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DFA Era Incentive-Based Compensation Rule | JD Supra
JD Supra· 4 days agoIn recent remarks, Securities and Exchange Commission Commissioner Lizarraga called on the SEC to move forward to implement the rulemaking mandate in Section 956 of the Dodd
Revisiting Financial Institution Incentive Compensation Rules Under Dodd-Frank — The Consumer...
JD Supra· 5 days agoIn this episode of The Consumer Finance Podcast, Chris Willis delves into the renewed focus on incentive compensation by federal financial regulators. The episode explores the historical context ...
Nonbanks, Systemic Risks Highlight Need for ‘Know Your Business’ Due Diligence
PYMNTS.com· 5 days agoLate last year, the Financial Stability Oversight Council issued updated guidance that calls for a...
National Bank Preemption of State Law Following Cantero | JD Supra
JD Supra· 4 days agoThe Supreme Court held that the Second Circuit erred when it failed to apply the preemption standard articulated in Barnett Bank of Marion County, N.A. v. Nelson, which was incorporated by Congress ...
Fed and FDIC flag problems with ‘living wills’ of four of the largest U.S. banks
Market Watch· 4 days agoSince the 2008 financial crisis and the Dodd-Frank legislation to shore up the U.S. banking system,...
CFPB Expands its Reach with Final Rule Establishing Nonbank Registry of Public Settlements, Consent...
JD Supra· 6 days agoOn June 3, 2024, the Consumer Financial Protection Bureau (CFPB or Bureau) issued its Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders Final Rule (the Final Rule ...
Regulatory Ramblings: Episode 47 - The Biggest Bank Heist in History Is Coming with Linda Jeng | JD...
JD Supra· 4 days agoLinda Jeng is a digital economy leader and strategist with over two decades of experience in...
Supreme Court punts another NBA preemption case; this time to the Ninth Circuit | JD Supra
JD Supra· 6 days agoOn June 10, 2024, the Supreme Court granted the petition for a writ of certiorari and issued a summary disposition in Flagstar Bank, N.A. v. Kivett. The Supreme Court vacated the judgment and ...
Whistleblower Receives $8 Million CFTC Award for Aiding Multiple Enforcement Actions
The National Law Review· 7 days agoOn June 17, the CFTC announced an $8 million whistleblower award to an individual whose information...
Code of Conduct - ChemPoint
ChemPoint· 6 days agoThis is demonstrated through our public commitment to globally aligned standards and frameworks for better business practices such as the principles of the United Nations Global Compact (UNGC ...