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Mixing Things Up Like a Certain Ice Cream Maker: Vermont Passes Consumer Data Privacy Law
The National Law Review· 3 hours agoControlled or processed the personal data of not fewer than 12,500 consumers (to be lowered to 6,250...
Filling the Void: 2024 State Privacy Legislation | JD Supra
JD Supra· 51 minutes agoThe prospects for and the effect of a comprehensive federal data privacy act remain uncertain. There are no indications that any comprehensive federal data privacy act will be considered by ...
FINRA's New Home Office Rules Are Causing Headaches for BDs | ThinkAdvisor
ThinkAdvisor· 13 hours agoThe Financial Industry Regulatory Authority’s new Residential Supervisory Location rule, which takes...
JD Supra: Department of Labor issues final regulation on investment advice fiduciaries
JD Supra· 1 day agoThis is the DOL’s third attempt to revise the current regulatory definition of investment advice fiduciary, which was originally issued in 1975 (the “1975 Rule”).
SEC Revamps and Enhances Data Protections with Amendments to Regulation S-P | JD Supra
JD Supra· 1 day agoRIAs with $1.5 billion or more in assets under management will have 18 months after the date of publication in the Federal Register to comply (and others will have 24...
DOL Fiduciary Investment Advice - We Have Tread This Road Before, Has Anything Changed for Advisors?...
JD Supra· 11 hours agoThe final rule updates the definition of investment advice fiduciary under ERISA and will generally be effective September 23, 2024, with a delayed compliance date of one ...
DOL Publishes QPAM Exemption Amendments: Action Items and Considerations for QPAMS, Plan Sponsors |...
JD Supra· 4 days agoThe amendments are anticipated to affect certain financial institutions that manage assets of employee benefits plans subject to the Employee Retirement ...
Florida Gov. Ron DeSantis signs 9 more bills into law. Here’s what each does
WJXT Jacksonville· 2 days agoFlorida Gov. Ron DeSantis signed another batch of nine bills on Tuesday, covering issues like...
Bank Regulators Revive Proposed Rules on Incentive Pay | JD Supra
JD Supra· 2 days agoSection 956 of Dodd-Frank required the financial regulatory agencies to issue rules for financial institutions with $1 billion or more or more in assets ...
U.S. SEC Adopts Amendments to Reg S-P | JD Supra
JD Supra· 2 days agoOn May 16, 2024, the SEC adopted amendments to Regulation S-P (“Reg S-P”). The finalized amendments (the “Amendments”) to Reg S-P are designed to address the expanded use of technology and corresponding ...
