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JD Supra: The FCA’s AI Update: Integrating The UK Government’s 5 Principles
JD Supra· 4 days agoOn 22 April 2024, the FCA published its AI Update (fca...
SEC Amends Reg S-P To Strengthen Data Breach Response Requirements and Protect Investor Information...
JD Supra· 6 days agoOn May 16, 2024, the Securities and Exchange Commission (SEC) announced the adoption of amendments to Regulation S-P (Reg S-P), which broadly track the changes originally ...
EU/Luxembourg Update on the Regulation on Markets in Crypto-Assets and the Digital Operational...
The National Law Review· 6 days agoMiCA Update
Former NCUA Chairman Rodney Hood Joins DefenseStorm Board of Directors
PRWeb· 7 days ago"Credit unions are evolving to meet the needs of their members and become more competitive, but those changes make them more vulnerable," says Hood. It's why I created a Senior Advisor to the NCUA Board for cyber issues.
2024 Fiduciary Rule – Impact on HSAs and Health & Welfare Plans | JD Supra
JD Supra· 1 day agoThe Department of Labor (“DOL”) recently released a final regulation (the “Fiduciary Rule”) redefining “investment advice” under the Employee Retirement Income Security Act ...
Neal Dunn sells shares in J P Morgan and Wells Fargo held in IRA #2 By Investing.com
Investing.com· 7 days agoFlorida's 2nd congressional district representative, Neal Patrick Dunn, has reported sales of shares...
FinCEN and SEC propose Customer Identification Program requirements for investment advisers | JD...
JD Supra· 1 day agoEarlier in May 2024, the Financial Crimes Enforcement Network (FinCEN) continued its efforts to require registered investment advisers (RIAs) and exempt reporting advisers ...
SEC Adopts Updated Cybersecurity Rules
WealthManagement.com· 6 days agoThe firm filed a sample letter on May 16 with the Massachusetts Attorney General as an example of what it would send to around 600 clients whose personal...
Paperless Power: Exploring the Legal Landscape of E-Signatures and eNotes
The National Law Review· 1 day agoIn an era characterized by rapid technological advancements and the profound shift towards remote work, the traditional concept of signing documents with pen and paper has evolved. Electronic ...
New era for pot regulation leaves old problem: Many cannabis companies can't find a bank
McComb Enterprise-Journal· 7 days agoLOS ANGELES (AP) — The Biden administration's move to reclassify marijuana as a less dangerous but still controlled drug was hailed as a monumental step in reshaping national policy.