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Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 21 hours agoThe case was brought against the SEC by a group of industry associations that represent the interests of fund managers and investment sponsors. It is possible that the SEC ...
Former Allianz Fund Manager Pleads Guilty to Defrauding Investors
The Wall Street Journal· 7 hours agoGregoire Tournant, the former chief investment officer at Allianz Global Investors U.S., pleaded...
5th Circuit Strikes Down Private Fund Adviser Rules | JD Supra
JD Supra· 21 hours agoOn June 5, 2024, The United States Court of Appeals for the Fifth Circuit (Fifth Circuit) vacated new rules applicable to advisers to private funds1...
Vacation Alert: Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 21 hours agoMany private fund advisers would have been required to begin complying with some of the most challenging aspects of the rule package by September 14, 2024. The Court also vacated amendments ...
Fifth Circuit Strikes Down Private Fund Adviser Rules
The National Law Review· 1 day agoThe SEC had adopted the Private Fund Adviser Rules in an attempt to address what it identified as...
Capstone Investment Advisors LLC Sells 615 Shares of Gibraltar Industries, Inc. (NASDAQ:ROCK)
ETF DAILY NEWS· 6 days agoCapstone Investment Advisors LLC reduced its stake in Gibraltar Industries, Inc. (NASDAQ:ROCK – Free...
Aron Levine: Why BofA’s Merrill Edge and Robo-Advisors Are Growing So Fast
Barrons.com· 14 hours agoWe have 69 million customers and approximately 26 million of those we define as preferred customers,...
SEC, FinCEN Propose CIP Rules for Investment Advisers | JD Supra
JD Supra· 3 days agoThe Proposed Rule would require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification ...
An Advisor’s Guide to Fidelity’s Multifactor ETF Suite | ETF Trends
ETF Trends· 12 hours agoFactor investing allows for targeted equity exposure for those seeking specific investment outcomes....
The Investing Boom That’s Squeezing Some People Dry
The Wall Street Journal· 13 hours agoJordan Slingo, a financial adviser at Elwood & Goetz Wealth Advisory Group in Athens, Ga., says he and his firm don’t recommend alternative investments.