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JD Supra: Broker Dealer Regulatory Digest
JD Supra· 4 days agoThe following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services ...
The Wall Street Whisperer Leading the Charge for Elon Musk’s $46 Billion Pay Package
The Wall Street Journal· 4 days agoSYDNEY—After growing up in suburban Sydney and working at her parents’ gas station, Robyn Denholm...
Tindley Accelerated Schools’ former CEO charged with defrauding the charter network
The Indianapolis Star· 12 hours agoTindley’s board of directors confirmed to Chalkbeat that the charter network was “one of two victims...
Eagle Plains Appoints New Chief Financial Officer, Issues Options
Morningstar· 1 day agoDiduck who is retiring effective May 31st. Mr. Doyle is Senior VP at Pacific Opportunity Capital Ltd, a company specializing in providing management and financial consulting ...
Portland officials, city watchdog at odds over contractor charging people to board up windows
KGW NewsChannel 8 Portland· 6 days agoOfficials with the city of Portland and its built-in watchdog office are at loggerheads over claims...
What a New SEC Enforcement Sweep Is Really Telling Us | JD Supra
JD Supra· 7 days agoBecause you might find a letter from the Securities and Exchange Commission with FCPA risk written all over it. This suggests that the SEC is conducting a so-called “sweep” of the tech sector ...
Tindley Accelerated Schools' former CEO charged with defrauding charter network - Indianapolis...
Indianapolis Business Journal· 7 days agoTindley’s board of directors confirmed to Chalkbeat that the charter network was “one of two victims...
UConn Health has lost money for decades. Will mergers or private partnerships get it on track?
Hartford Courant via Yahoo Finance· 4 days agoAfter years of financial troubles, top UConn Health center officials will now be analyzing a series...
3 Ways to Improve Audit Committee Effectiveness
The Wall Street Journal· 1 day agoIncreased discussion and/or engagement from members during meetings — highlighted by 29% of respondents. Improved quality of pre-read materials —...
Banking Agencies Re-Propose Rules on Incentive-Based Compensation
The National Law Review· 1 day agoSection 956 of Dodd-Frank requires the FDIC, OCC, FHFA, National Credit Union Administration, Board...
