Search results
Financiers Plan to Launch Texas Stock Exchange
Insurance Journal· 4 days agoA group of financial firms and investors is planning to launch a Texas-based private market stock exchange and offer ...
The Double-Edged Impact of AI Compliance Algorithms on Whistleblowing
The National Law Review· 3 days agoAlgorithms are already pervasive in our legal and governmental systems: the Securities and Exchange ...
SEC Adopts Cybersecurity Amendments to Regulation S-P
The National Law Review· 3 days agoOn May 16, 2024, the U.S. Securities and Exchange Commission finalized amendments to Regulation...
Understanding the Enhanced Regulation S-P Requirements
The National Law Review· 3 days agoOn May 16, 2024, the Securities and Exchange Commission adopted amendments to Regulation S-P, the regulation that governs the treatment ...
US sanctions roil Russian markets | Arkansas Democrat Gazette
Arkansas Democrat-Gazette· 3 hours agoThe sweeping new sanctions -- announced...Department on Wednesday -- singled out the Moscow Exchange...
Financial Services Group Sues SEC, Seeks Disclosure of Agency's Enforcement Procedures | National...
Law.com· 6 days agoA financial services industry group has sued the U.S. Securities and Exchange Commission in an...
Data Breach Notification Requirements Under the Safeguards Rule Now in Effect | JD Supra
JD Supra· 1 day agofinancial institutions to maintain reasonable safeguards for consumer data, but has only had limited breach-reporting requirements. To the extent
China’s Stockpiling and Mobilization Measures for Competition and Conflict
Foreign Relations· 15 hours agoChair Reva Price, Commission members, and staff, thank you for the opportunity to speak with you...
Biden taps CFTC commissioner Goldsmith Romero to lead scandal-hit FDIC
Reuters via Yahoo News· 16 hours agoPresident Joe Biden will nominate Christy Goldsmith Romero, a Democratic member of the Commodity...
Sei Investments Co. Has $43.23 Million Position in Intercontinental Exchange, Inc. (NYSE:ICE)
ETF DAILY NEWS· 3 days ago(NYSE:ICE – Free Report) by 2.2% in the 4th quarter, according to its most recent disclosure with...