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Fifth Circuit Vacates New Private Funds Rules | JD Supra
JD Supra· 17 hours agoIn August 2023 the Securities and Exchange Commission adopted final rules that sought to implement sweeping changes to the private funds industry. The Fifth Circuit Court of Appeals issued a ...
SEC.gov | Eras Tour of The Securities and Exchange Commission
U.S. Securities and Exchange Commission· 17 hours agoHow did Taylor Swift break all-time records with the Eras Tour? After the 1929 market crash, President Roosevelt signed the first of the federal securities laws in 1933. Roosevelt went on to work with Congress to enact five more securities laws.
GameStop shares surge nearly 50% after 'Roaring Kitty' teases livestream
USA TODAY via Yahoo Finance· 33 minutes agoShares of GameStop surged nearly 50% on Thursday after the online stock influencer known as "Roaring...
Keith Gill’s GameStop Trades Pose Conundrum for Market Cops
The Wall Street Journal· 3 hours agoFINANCIAL REGULATION Keith Gill placed a big bet on GameStop then single-handedly moved the stock...
Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 5 hours agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...
Ex-NJ attorney general testifies Sen. Bob Menendez confronted him twice over a pending criminal case
KAAL Austin· 2 hours agoA former New Jersey attorney general testified Thursday at Sen. Bob Menendez’s bribery trial that...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 5 hours agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act to include a whistleblower ...
Wall Street frets over timeline for centralized Treasury clearing By Reuters
Investing.com· 4 hours agoThe Securities Industry and Financial Markets Association may ask regulators for more time to...
Robinhood Doubles Down on Crypto With Deal for Bitstamp
The Wall Street Journal· 10 hours agoCRYPTO Robinhood is wading deeper into crypto with a $200 million deal for Bitstamp, despite the...
New Texas-based stock exchange looks to take on Nasdaq, NYSE
CBS News· 1 hour agoA Texas-based stock exchange is in the works. Backed by BlackRock and Citadel Securities, TXSE...